DaoKou Securities Limited
道口證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DaoKou Securities Limited (道口證券有限公司), a Hong Kong-based licensed corporation with CE reference ABS418. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 44). Earliest licence on file: 2017-05-17.
Registered address
Suite 1406, 14/F, Great Eagle Centre, 23 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2017-05-17 | 2020-05-04 |
| Type 4 — Advising on securities | present | 2004-09-13 |
| Type 6 — Advising on corporate finance | present | 2004-09-13 |
| Type 9 — Asset management | present | 2004-09-13 |
Licensed staff (all-time) (44)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Samiel Chung Yin Chau 周中彥 | RO 1, 2 Rep 1 | 2014-06 | 2020-10 |
| Zhaozheng Chen 陳兆崢 | RO 1 | 2025-01 | 2026-01 |
| Tai Pui Cheng 鄭棣培 | RO 1 | 2017-07 | 2018-02 |
| Yuen Tung Chow 周元彤 | RO 1, 2 | 2018-07 | 2023-12 |
| Taine Ting Hin Ho 何廷軒 | RO 1 Rep 1 | 2021-04 | 2023-02 |
| Ting Kay Ho 何定錤 | RO 1 | 2014-08 | 2015-04 |
| Kelvin Hong 洪烯煌 | RO 1, 2 Rep 1 | 2016-07 | 2018-04 |
| Hau Ping Hu 胡海鵬 | RO 1, 4, 6, 9 | Pre-2003 | 2011-04 |
| Peter Yun Kai Kwong 鄺潤楷 | RO 1 | 2017-11 | 2023-12 |
| Kin Lun Lai 黎健倫 | RO 1 | 2014-02 | 2014-06 |
| Diana Siu Lan Lau 劉小蘭 | RO 1 | 2014-02 | 2014-07 |
| Chun Leung Lee 李振樑 | RO 1 Rep 1 | 2014-11 | 2017-01 |
| Yu Sing Lee 李裕成 | RO 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Wai Man Lo 盧惠文 | RO 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Sin Yu Ngai 魏鐥䨞 | RO 1 | 2025-01 | 2025-02 |
| Cheuk Pun Pong 龐卓斌 | RO 1 Rep 1 | 2023-11 | 2024-12 |
| Yiu Kai Shum 岑堯階 | RO 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Wai Wan (SFC:BHD770) Wong 王慧雲 | RO 1 Rep 1 | 2025-09 | Present |
| Hai Chain Woo 胡海全 | RO 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Chung Lung Yeung 楊仲龍 | RO 1 | 2025-04 | Present |
| Kwan Ho Yik 易君豪 | RO 1 Rep 1 | 2023-08 | 2024-09 |
| Xiaoxi Yuan 袁小茜 | RO 1 Rep 1 | 2017-12 | 2023-03 |
| Huizhen Zhou 周慧珍 | RO 1 | 2024-10 | 2025-05 |
| Chi Fai Chan 陳志輝 | Rep 1 | 2021-02 | 2021-04 |
| Mei Wah Carol Chau 仇美華 | Rep 1 | 2015-08 | 2017-05 |
| Hsiang Ju Chen 陳香如 | Rep 1 | 2014-08 | 2017-04 |
| Siqi Chen 陈斯琦 | Rep 1 | 2026-03 | Present |
| Renzhong Cheng 程任重 | Rep 1 | 2024-01 | 2026-01 |
| Wan Wing Cheng 鄭芸穎 | Rep 1 | 2021-03 | 2021-07 |
| Po Kuen Cheung 張保權 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-05 |
| Sheung Yuk Chiu 趙嫦玉 | Rep 1 | 2023-06 | 2023-10 |
| Sau Yee Chun 秦壽頤 | Rep 1 | 2019-10 | 2020-02 |
| Daniel Chi Kit Hui 許志傑 | Rep 1 | 2015-05 | 2015-11 |
| Hoi Shuen Kong 江海旋 | Rep 1 | 2019-01 | 2020-02 |
| Siu Leung Lam 林兆良 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-10 |
| Chi Kong Leung 梁智剛 | Rep 1 | 2014-11 | 2014-12 |
| Nai Chiu Li 李乃昭 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Wai Wang Lin 林鍏宏 | Rep 1, 2 | 2017-08 | 2018-10 |
| Wayne Wai Yan Tsang 曾惠恩 | Rep 1 | 2016-04 | 2016-09 |
| Ming Pong Tse 謝明邦 | Rep 1 | 2016-06 | 2017-01 |
| Man Yi Wong 黃敏儀 | Rep 1 | 2024-03 | Present |
| Kai (SFC:BVT900) Xu 許愷 | Rep 1 | 2025-09 | 2025-10 |
| Hiu Yan Catherine Yeung 楊曉欣 | Rep 1 | 2019-09 | 2021-11 |
| Jingting Yuan 袁京婷 | Rep 1 | 2026-04 | Present |
Showing 1–44 of 44
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司