Samiel Chung Yin Chau
周中彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samiel Chung Yin Chau (周中彥), a licensed Responsible Officer with CE reference AAV692. Currently licensed at 2 firm(s): CNI Global Assets Management Limited, CNI Securities Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 36.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-08 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-10 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-10 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2021-08-10 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-06 | 2022-11-08 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-09 | 2021-08-10 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-09 | 2021-08-10 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-20 | 2021-05-05 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-30 | 2021-05-05 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-17 | 2020-05-04 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-10 | 2020-10-31 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-27 | 2020-10-31 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-23 | 2014-06-27 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-22 | 2014-06-18 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-22 | 2014-06-18 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-02-22 | 2014-06-18 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-06 | 2013-02-01 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-06 | 2013-02-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-11 | 2012-10-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2011-01-11 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-19 | 2011-01-01 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-08-19 | 2011-01-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-10-05 | 2009-10-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-22 | 2009-10-14 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-07-22 | 2009-10-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-07 | 2008-07-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-07 | 2008-07-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-08 | 2006-06-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-08 | 2006-06-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-31 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |