ASA Securities Limited
富國證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASA Securities Limited (富國證券有限公司), a Hong Kong-based licensed corporation with CE reference ASU517. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 69). Earliest licence on file: 2010-08-19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Registered address
Unit 1103A, 11/F, COSCO Tower, 183 Queen's Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-08-19 | present |
| Type 2 — Dealing in futures contracts | 2010-08-19 | present |
| Type 4 — Advising on securities | 2012-07-05 | present |
Licensed staff (all-time) (69)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andy Yan Wing Chan 陳欣永 | RO 1, 2, 4 | 2021-10 | 2022-07 |
| Chun Kin Chan 陳振健 | RO 1 Rep 1, 2 | 2024-03 | 2025-05 |
| Samiel Chung Yin Chau 周中彥 | RO 1, 2 | 2010-08 | 2011-01 |
| Chi Ming Ho 何志明 | RO 1, 2, 4 Rep 1, 2 | 2011-02 | 2021-02 |
| Peter Sai Tsun Hui 許世駿 | RO 1, 2 | 2010-08 | 2012-10 |
| Ka Kit Lai 黎家傑 | RO 1, 2, 4 Rep 1, 2, 4 | 2021-04 | 2021-11 |
| Kwok Choi Lai 賴國財 | RO 1, 2, 4 Rep 1, 2 | 2017-03 | 2023-12 |
| Kam Kuen Lee 李錦權 | RO 1, 4 Rep 1 | 2022-07 | Present |
| Yu Hin Lee 利宇軒 | RO 1, 2, 4 | 2019-01 | 2025-05 |
| Lai Sum Christina Liu 廖麗心 | RO 1, 2, 4 | 2022-03 | 2026-01 |
| Sam Wan Wai Lok 駱穩威 | RO 1, 4 Rep 4 | 2012-10 | 2014-05 |
| Ka Kin Ng 吳家健 | RO 1, 2 Rep 1 | 2016-05 | 2016-09 |
| Yuen Ki Ng 吳琬琪 | RO 1, 4 Rep 4 | 2025-11 | Present |
| Chi Po Ngan 顏志波 | RO 1, 2, 4 Rep 1, 2 | 2010-12 | 2021-05 |
| Alex Yee Yuk Tang 鄧以旭 | RO 4 Rep 1, 2 | 2011-07 | 2019-05 |
| Gilbert Kin Chun Wong 黃健俊 | RO 1, 4 Rep 1, 4 | 2022-06 | 2025-08 |
| Peiye Cai 蔡培燁 | Rep 1, 2 | 2018-08 | 2021-09 |
| Darren Chan 陳志銘 | Rep 1 | 2016-09 | 2021-04 |
| Stephen Wai Hung Chan 陳偉雄 | Rep 1, 4 | 2016-03 | 2023-02 |
| Chen (SFC:AVO586) Chen 陳辰 | Rep 1, 2, 4 | 2013-04 | 2015-10 |
| Kam Luen Cheng 鄭錦鑾 | Rep 1 | 2011-09 | 2013-04 |
| Amanda Sin Man Cheung 張善文 | Rep 1 | 2013-11 | 2016-06 |
| Pui Yee Chong 莊貝怡 | Rep 1 | 2013-12 | 2016-06 |
| Chi Cui 崔馳 | Rep 1 | 2015-06 | 2015-12 |
| Jun Feng 馮軍 | Rep 1, 2, 4 | 2011-08 | 2013-04 |
| Li (SFC:BAH307) Guo 郭俐 | Rep 1, 2, 4 | 2012-10 | 2013-05 |
| Chak Sum Ho 何澤森 | Rep 1 | 2010-11 | 2011-05 |
| Kai Chun Ho 何佳俊 | Rep 1, 2 | 2017-03 | 2019-11 |
| Kit Ming Ho 何傑明 | Rep 1, 2 | 2022-04 | 2022-09 |
| Ting Ting Ho 何婷婷 | Rep 1, 2 | 2017-03 | 2019-06 |
| Ut Hong Ieong 楊月紅 | Rep 1, 2 | 2011-08 | 2011-09 |
| Cho Yan Kok 谷祖欣 | Rep 1, 2 | 2010-10 | 2011-09 |
| Tat Sang Kong 江達生 | Rep 1, 2 | 2011-02 | 2011-07 |
| Kin Leung Kwok 郭建良 | Rep 1, 2 | 2020-02 | 2025-03 |
| Ping Yam Kwok 郭秉鑫 | Rep 1, 2 | 2010-11 | 2011-06 |
| Joseph Gin Ming Kwong 鄺展明 | Rep 1, 4 | 2013-03 | 2013-05 |
| Benny Chi Wai Lam 林志偉 | Rep 1, 4 | 2023-07 | 2024-02 |
| Pak Kin (SFC:AVV322) Lau 劉百堅 | Rep 1 | 2012-05 | 2013-09 |
| Sze Hang Lau 劉思行 | Rep 1, 2 | 2011-02 | 2011-09 |
| Hing Wo Law 羅慶和 | Rep 1 | 2011-01 | 2011-03 |
| Diana Ping Lee 李萍 | Rep 1 | 2010-09 | 2011-05 |
| Tat Wai Leung 梁達偉 | Rep 1 | 2015-03 | 2021-11 |
| Wan Hung Leung 梁雲雄 | Rep 1 | 2011-09 | 2015-12 |
| Tak Wa Li 李德華 | Rep 1, 2 | 2016-02 | 2016-08 |
| Weinian Li 黎偉念 | Rep 1 | 2015-06 | 2015-07 |
| Yao Jun Li 李耀君 | Rep 1 | 2010-11 | 2013-03 |
| Xin Liu 劉欣 | Rep 1 | 2019-03 | Present |
| Chi Yan Lo 盧紫茵 | Rep 1, 2 | 2010-09 | 2010-12 |
| Kam Kong Lo 盧淦江 | Rep 1 | 2015-12 | 2019-06 |
| Chiu Chan Lok 駱昭塵 | Rep 1, 2, 4 | 2013-04 | 2013-09 |
| King Yuk Ng 吳琼玉 | Rep 1 | 2015-11 | 2016-02 |
| Tak Shun Ngai 倪德順 | Rep 1 | 2023-01 | Present |
| Fangxing Niu 牛昉星 | Rep 1, 2 | 2013-11 | 2016-06 |
| Hin Sang Pang 彭獻生 | Rep 1 | 2011-09 | 2012-06 |
| Tony Hin Tung Pang 彭衍彤 | Rep 1, 2 | 2013-04 | 2015-10 |
| Suk Ying Poon 潘淑英 | Rep 1 | 2015-06 | 2019-06 |
| Xiao Feng Song | Rep 1 | 2014-06 | 2015-12 |
| Jeannie Nga Chun Sze 舒雅珍 | Rep 1 | 2015-03 | 2015-12 |
| Luen Kai Tam 譚聯佳 | Rep 1 | 2014-01 | 2025-08 |
| Siu Chung Tang 鄧肇宗 | Rep 1 | 2012-05 | 2012-05 |
| Angie Hoi Ning Wan 溫凱寧 | Rep 1 | 2011-02 | 2011-09 |
| Tat Shing Wan 尹達城 | Rep 1 | 2011-12 | 2016-06 |
| Xingxing Wang 王星星 | Rep 1, 2, 4 | 2011-02 | 2015-12 |
| Hiu Chun Wong 黃曉珍 | Rep 1, 2 | 2015-12 | 2016-05 |
| Kwok Wai (SFC:AYJ249) Wong 黃國偉 | Rep 1, 2 | 2011-11 | 2024-03 |
| Sze Wah Wong 黃思華 | Rep 1 | 2011-01 | 2011-06 |
| Yiu Wa Wun 尹耀華 | Rep 1 | 2011-09 | 2012-06 |
| Pak Cheung Yuen 阮栢祥 | Rep 1 | 2013-05 | 2013-05 |
| Haimeng Zou 邹海梦 | Rep 1, 4 | 2024-09 | 2026-03 |
Showing 1–69 of 69
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 3 shared activity types · 中國國際金融香港證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 3 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 3 shared activity types · 花旗環球金融亞洲有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
UBS Securities Asia Limited
CE AAV882 · 382 staff · 3 shared activity types
Guotai Junan Securities (Hong Kong) Limited
CE ABY236 · 368 staff · 3 shared activity types · 國泰君安證券(香港)有限公司