Andy Yan Wing Chan
陳欣永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Yan Wing Chan (陳欣永), a licensed former licensee with CE reference ADJ208. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2023-03-01 | 2025-07-25 |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2023-03-01 | 2025-07-25 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-26 | 2022-07-12 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-10-26 | 2022-07-12 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-26 | 2022-07-12 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-11 | 2021-08-17 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2021-08-17 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-12 | 2021-08-17 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-06-05 | 2019-07-31 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-04-10 | 2019-07-31 |
| Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-04-10 | 2019-07-31 |
| Winx International Futures Co., Limited 萬新國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-22 | 2016-05-31 |
| CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-01 | 2011-12-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-06 | 2011-12-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-03 | 2011-05-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-19 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-05-29 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-05-29 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-20 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-03-04 | 2010-07-17 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-03 | 2009-03-04 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-07-27 | 2009-03-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-01-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-01-08 | 2007-03-26 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-08 | 2007-01-08 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-08 | 2007-03-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-08-08 | 2007-01-08 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-08-01 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-22 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2006-06-22 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-03-03 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-03-03 | 2006-08-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-13 | 2006-06-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-25 | 2005-09-07 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-25 | 2005-09-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-17 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |