Cortina Capital Asset Management Limited

CE No. BOZ862 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cortina Capital Asset Management Limited (), a Hong Kong-based licensed corporation with CE reference BOZ862. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 7). Earliest licence on file: 2021-10-15.

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Registered address

Suite 37, 10/F, Champion Tower, 3 Garden Road, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2021-10-15	present
Type 9 — Asset management	2021-10-15	present

Licensed staff (all-time) (7)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ka Wai (SFC:APO972) Ng 伍家慧	RO 4, 9 Rep 4, 9	2022-11	2026-04
Stephen Nai Bun Sum 岑乃彬	RO 4, 9	2021-10	2023-01
Chi-Ming Wang 王啓銘	RO 4, 9	2023-12	Present
Alex Pin-der Wu 吳品德	RO 4, 9	2021-10	Present
Andy Yan Wing Chan 陳欣永	Rep 4, 9	2023-03	2025-07
Betty Wai Man Lo 盧慧敏	Rep 4, 9	2022-08	Present
Mei Ying Lu 呂美瑩	Rep 4, 9	2022-10	Present