Stephen Nai Bun Sum
岑乃彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Nai Bun Sum (岑乃彬), a licensed Responsible Officer with CE reference ACP406. Currently licensed at 1 firm(s): Alliance Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
RO | Type 9 — Asset management | 2024-10-07 | present |
| Cortina Capital Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-10-15 | 2023-01-10 |
| Cortina Capital Asset Management Limited |
RO | Type 9 — Asset management | 2021-10-15 | 2023-01-10 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | 2021-09-26 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | 2021-09-26 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2019-12-05 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2019-06-28 | 2019-12-05 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-30 | 2018-07-31 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-30 | 2018-07-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2017-03-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 — Asset management | 2017-01-18 | 2017-03-31 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2017-03-31 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2017-03-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-24 | 2015-08-21 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-24 | 2015-08-21 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-20 | 2010-07-12 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-20 | 2010-07-12 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-04-16 | 2008-06-20 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2008-02-11 | 2008-03-26 |