Gold Dragon Worldwide Asset Management Limited
金龍世興資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gold Dragon Worldwide Asset Management Limited (金龍世興資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BJU614. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2017-11-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2017-11-30 | 2023-03-03 |
| Type 9 — Asset management | 2017-11-30 | 2023-03-03 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Bo Shan Au 區寶珊 | RO 4, 9 Rep 4, 9 | 2018-05 | 2019-06 |
| Kwok Fun Cheng 鄭國勳 | RO 4, 9 | 2022-01 | 2022-10 |
| Wai Nga Kong 江蕙雅 | RO 4, 9 Rep 4, 9 | 2019-06 | 2023-03 |
| Fu Ming Lam 林富明 | RO 4, 9 | 2018-03 | 2018-10 |
| Hao (SFC:BGU786) Liang 梁昊 | RO 4, 9 Rep 4, 9 | 2018-05 | 2022-03 |
| Johnny Yik Ming Sum 岑翊銘 | RO 4, 9 | 2017-11 | 2018-02 |
| Stephen Nai Bun Sum 岑乃彬 | RO 4, 9 | 2017-11 | 2018-07 |
| Jiayao Chen 陳佳瑤 | Rep 4, 9 | 2019-07 | 2021-04 |
| Luwen Chen 陳魯文 | Rep 4, 9 | 2020-12 | 2021-04 |
| Wing Lam (SFC:BJL676) Lee 李穎琳 | Rep 4, 9 | 2018-04 | 2022-07 |
| April Qingnan Li 李卿囡 | Rep 4, 9 | 2020-07 | 2022-03 |
| Ning Wang 王宁 | Rep 4, 9 | 2021-07 | 2022-03 |
| Liandong Zhang 張連東 | Rep 4, 9 | 2019-05 | 2021-08 |
| Di (SFC:BRJ887) Zhao 趙迪 | Rep 4, 9 | 2021-07 | 2022-05 |
Showing 1–14 of 14