Bo Shan Au
區寶珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Shan Au (區寶珊), a licensed Responsible Officer with CE reference ARE480. Currently licensed at 1 firm(s): Tyric Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-04 | present |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 9 — Asset management | 2024-03-04 | present |
| Tyric Capital Limited 泰瑞資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-03-04 | 2025-10-10 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-14 | 2023-02-15 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2022-01-14 | 2023-02-15 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-19 | 2021-09-30 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 — Asset management | 2021-08-19 | 2021-09-30 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-21 | 2020-11-15 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-21 | 2020-11-15 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2019-06-25 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2019-06-25 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-23 | 2018-06-11 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-23 | 2018-06-11 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-15 | 2018-05-15 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-15 | 2018-05-15 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-13 | 2017-08-15 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-13 | 2017-08-15 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-23 | 2017-04-30 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-23 | 2017-04-30 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-12-23 | 2017-04-30 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2013-02-22 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-05 | 2013-02-22 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-11-05 | 2013-02-22 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-03 | 2009-10-27 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-24 | 2009-10-27 |