Betty Wai Man Lo
盧慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Wai Man Lo (盧慧敏), a licensed Representative with CE reference AVC010. Currently licensed at 1 firm(s): Cortina Capital Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-09-07 | present |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2022-08-26 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-07 | 2022-08-19 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-07 | 2022-08-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-23 | 2013-02-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-23 | 2013-02-16 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-17 | 2013-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-28 | 2013-02-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2013-02-16 |