Gilbert Kin Chun Wong
黃健俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gilbert Kin Chun Wong (黃健俊), a licensed Responsible Officer with CE reference AAI303. Currently licensed at 3 firm(s): Planetree Research Limited, Planetree Asset Management Limited, Planetree Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 42.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2026-03-06 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-06 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-26 | present |
| Planetree Research Limited | Rep | Type 4 — Advising on securities | 2026-01-26 | 2026-03-06 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-26 | 2026-03-06 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-02 | 2025-08-21 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2024-07-02 | 2025-08-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-09 | 2024-07-02 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-09 | 2024-07-02 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-09 | 2024-06-30 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-19 | 2021-12-31 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-29 | 2019-12-19 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | 2021-12-31 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-05 | 2021-12-31 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2014-12-08 | 2016-06-07 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2014-12-08 | 2016-06-07 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2014-12-08 | 2016-06-07 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 9 — Asset management | 2013-12-05 | 2014-11-15 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-11 | 2014-11-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-19 | 2014-11-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-06-19 | 2014-11-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-15 | 2013-06-19 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-15 | 2013-06-19 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-07-06 | 2012-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-05 | 2012-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-07-05 | 2012-12-31 |
| Ambition Securities Co. Limited 俊雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-28 | 2012-03-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-03-18 | 2010-07-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2010-03-18 | 2010-07-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-28 | 2010-03-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-08-28 | 2010-03-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-14 | 2010-07-31 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-30 | 2009-07-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-01 | 2008-08-31 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2008-03-27 | 2008-08-31 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 9 — Asset management | 2008-03-27 | 2008-08-31 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-17 | 2008-05-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-13 | 2006-09-27 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-01-05 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 9 — Asset management | present | 2004-12-21 |