Sprout Asset Management (Asia) Limited

CE No. BDW665 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sprout Asset Management (Asia) Limited, a Hong Kong-based licensed corporation with CE reference BDW665. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 24). Earliest licence on file: 2014-12-08.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

6F, 6/F, Yardley Commercial Building, 3 Connaught Road West

Licence history

Activity	From	To
Type 1 — Dealing in securities	2014-12-08	present
Type 4 — Advising on securities	2014-12-08	present
Type 6 — Advising on corporate finance	2024-03-21	present
Type 9 — Asset management	2014-12-08	present

Licensed staff (all-time) (24)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Andrew Yue Tak Chan 陳裕德	RO 1, 4 Rep 1, 4, 9	2022-04	Present
Cecilia Po Chi Chan 陳寶枝	RO 1, 4, 9 Rep 1, 4, 9	2024-03	2025-02
Ernest Tsz Kin Chan 陳子建	RO 1, 4, 9 Rep 1, 4, 9	2019-06	2023-02
Chor Wai Kam 金楚威	RO 6 Rep 6	2024-09	Present
Ling Wah Kwan 關令華	RO 1, 4, 9 Rep 1, 4, 9	2015-04	2025-09
Warren Lai On Kwan 關澧安	RO 9 Rep 9	2017-01	2017-04
Wang Pok Kwong 鄺宏博	RO 6	2024-03	2024-07
Lai Sum Christina Liu 廖麗心	RO 1, 4 Rep 1, 4	2019-08	2020-08
Terence Chung Sing Mak 麥頌聲	RO 6	2024-03	Present
Wing Kit Shek 石泳傑	RO 1, 4, 9	2022-08	2026-01
Gilbert Kin Chun Wong 黃健俊	RO 1, 4, 9	2014-12	2016-06
Anson Kwun Po Yu 余觀寶	RO 1, 4, 9 Rep 1, 4, 9	2017-05	2019-12
Anthony Tak Tim Yuen 阮德添	RO 1, 4, 9 Rep 1, 4, 9	2014-12	2021-09
Kin Yuk Yuen 阮健毓	RO 1, 4 Rep 9	2016-09	2018-08
Weiyi Cheng 成維依	Rep 1, 4, 9	2018-03	2018-11
Yiting Guo 郭怡婷	Rep 1, 4, 9	2016-12	2017-10
Michael Cheuk Wah Ha 夏卓華	Rep 1, 4	2021-11	2022-04
Tung Lok 樂桐	Rep 1, 4, 9	2019-11	2021-04
Yuen Ki Ng 吳琬琪	Rep 1, 4, 9	2015-04	2016-08
Kwok Fai Shum 岑國輝	Rep 1	2026-03	Present
Zhong Yang 楊鍾	Rep 1, 4, 9	2017-12	2020-03
Chun Yu Yeung 楊鎮宇	Rep 1, 4	2021-12	2024-02
Alexander Tak Wai Yuen 阮德偉	Rep 1, 4, 9	2015-04	2020-02
Tak Ching Yuen 阮德政	Rep 1, 4, 9	2018-05	2019-02