Kin Yuk Yuen
阮健毓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yuk Yuen (阮健毓), a licensed Responsible Officer with CE reference APL591. Currently licensed at 1 firm(s): Mingchen Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingchen Capital Management Limited 明辰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-09 | present |
| Mingchen Capital Management Limited 明辰資本管理有限公司 |
RO | Type 9 — Asset management | 2025-06-09 | present |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
RO | Type 4 — Advising on securities | 2024-03-28 | 2024-11-30 |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
RO | Type 9 — Asset management | 2024-03-28 | 2024-11-30 |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-08 | 2024-03-28 |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
Rep | Type 9 — Asset management | 2024-03-08 | 2024-03-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-16 | 2023-10-29 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-03-16 | 2023-10-29 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-16 | 2023-10-29 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-16 | 2022-08-31 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-16 | 2022-08-31 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-05 | 2019-12-13 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-05 | 2019-12-13 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2019-03-05 | 2019-12-13 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-26 | 2019-01-21 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
RO | Type 9 — Asset management | 2018-11-26 | 2019-01-21 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-19 | 2018-11-26 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-19 | 2018-11-26 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2016-09-07 | 2018-08-31 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2016-09-07 | 2018-08-31 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2016-09-07 | 2018-08-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-27 | 2016-08-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-27 | 2016-08-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2016-08-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-22 | 2016-08-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-03 | 2014-12-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-26 | 2014-12-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2013-03-15 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-22 | 2010-06-12 |