Andrew Yue Tak Chan
陳裕德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Yue Tak Chan (陳裕德), a licensed Representative with CE reference BIO509. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2024-05-16 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2024-05-16 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2024-05-16 | 2024-11-14 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-06-14 | 2023-06-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2023-06-14 | 2023-06-15 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2022-11-15 | 2023-06-14 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2022-11-15 | 2023-06-14 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-04-25 | 2022-11-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-04-25 | 2022-11-15 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2021-11-30 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-03 | 2021-11-30 |