Alexander Tak Wai Yuen
阮德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Tak Wai Yuen (阮德偉), a licensed Representative with CE reference ASP425. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-13 | present |
| Victoria International Asset Management Limited |
Rep | Type 9 — Asset management | 2022-11-14 | 2023-03-06 |
| Victoria International Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-09-26 | 2023-03-06 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-28 | 2022-07-13 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-28 | 2022-07-13 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2016-10-05 | 2018-05-31 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2015-04-22 | 2018-05-31 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2015-04-22 | 2018-05-31 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2010-11-30 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-22 | 2009-06-05 |