First Shanghai Securities Limited
第一上海證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Shanghai Securities Limited (第一上海證券有限公司), a Hong Kong-based licensed corporation with CE reference ABV488. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 92 (total recorded over time: 319).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Registered address
Rm 1905 Wing On House, 71 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | present | 2003-09-02 |
| Type 9 — Asset management | present | 2010-08-20 |
Licensed staff (all-time) (319)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wang Fai Chan 陳宏輝 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-05 |
| Chi Kwong Cheng 鄭志光 | RO 6 | 2011-03 | 2022-12 |
| Hoi Ki Cheuk 卓凱淇 | RO 6 Rep 1, 6 | 2017-06 | 2025-11 |
| Ah Chye Ching 莊益才 | RO 1, 4, 7, 9 | Pre-2003 | 2019-05 |
| Chi Hung Fok 霍智鴻 | RO 1 Rep 1 | 2004-05 | Present |
| Xiaotian Jiang 姜晓天 | RO 1, 4 Rep 1 | 2006-05 | 2025-09 |
| Chi Hung Leung 梁志鴻 | RO 1 Rep 1 | 2009-03 | Present |
| Chi Keung Eliot Li 李智強 | RO 1, 6 Rep 1, 6 | 2013-05 | Present |
| Chiu Yee Li 李昭儀 | RO 6 Rep 1, 4, 6 | 2016-10 | 2018-06 |
| Kwok Hung Li 李國雄 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2010-06 |
| Mingjiang Li 李明江 | RO 4 Rep 4 | 2006-05 | Present |
| Ho Yin Lo 盧浩然 | RO 1 Rep 1 | 2011-01 | Present |
| Sammy Kwok Loong Lo 羅國龍 | RO 1 Rep 1 | 2003-04 | 2022-10 |
| Wen (SFC:AQJ818) Pan 潘雯 | RO 1 Rep 1 | 2008-03 | Present |
| Hong Qiu 邱紅 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Wing Shim 單志榮 | RO 1 Rep 1 | 2022-12 | Present |
| Chi Chiu So 蘇志超 | RO 1 Rep 1, 4 | 2008-06 | Present |
| Junyan Wang 王俊彥 | RO 4, 6, 9 | Pre-2003 | 2006-12 |
| Pak Chun Wong 王柏俊 | RO 4 Rep 4 | 2008-06 | Present |
| Wai Kin (SFC:ACC364) Yeung 楊偉堅 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Ho Yip 葉志豪 | RO 1 Rep 1 | 2007-07 | Present |
| Sheung Chi Yip 葉尚志 | RO 1, 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-04 |
| Yingchen Cai 蔡莹琛 | Rep 4 | 2018-01 | 2018-04 |
| Lingji Cao 曹凌霽 | Rep 4 | 2023-08 | Present |
| Kam Piu Chak 翟錦標 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2014-08 |
| Bernard Hon Wai Chan 陳漢偉 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chau Kam Chan 陳周金 | Rep 1 | 2020-10 | Present |
| Choi Hung Chan 陳彩虹 | Rep 1, 6 | 2009-09 | 2018-07 |
| Christina Simin Chan 陳關思敏 | Rep 1 | 2015-07 | 2016-01 |
| Chun Wai (SFC:BPF164) Chan 陳振為 | Rep 1 | 2019-12 | 2023-06 |
| Fu Kei Chan 陳富基 | Rep 1 | 2025-07 | 2025-09 |
| Fung Ping (SFC:AOU775) Chan 陳鳳萍 | Rep 1 | 2019-07 | 2019-09 |
| Hok Sing Chan 陳學誠 | Rep 1 | 2015-05 | 2017-05 |
| King Fung Chan 陳景鋒 | Rep 1 | 2015-05 | 2015-09 |
| Man Yan (SFC:ALQ598) Chan 陳文恩 | Rep 1 | 2011-11 | 2013-04 |
| Oi Lam Chan 陳藹琳 | Rep 1 | 2021-06 | 2023-01 |
| Pang Chan 陳鵬 | Rep 1 | 2005-12 | Present |
| Simon Chi Ming Chan 陳志明 | Rep 1 | 2004-11 | 2011-03 |
| Sophia Sok Yin Chan 陳淑妍 | Rep 1 | 2003-11 | 2003-11 |
| To Chan 陳濤 | Rep 4 | 2005-08 | 2005-11 |
| Wai (SFC:BSJ621) Chan 陳瑋 | Rep 1 | 2023-03 | 2026-01 |
| Yan Yan Chan 陳欣欣 | Rep 1 | 2023-04 | 2025-09 |
| Yat Lam Chan 陳日霖 | Rep 1 | 2014-05 | 2015-06 |
| Yuen Yee Chan 陳婉兒 | Rep 1, 7 | 2003-05 | 2020-10 |
| Chun Chung Chang 張振宗 | Rep 1 | 2006-02 | 2006-09 |
| Hongyu Che 車宏宇 | Rep 1 | 2007-10 | Present |
| Chao (SFC:AQD781) Chen 陳超 | Rep 1 | 2007-12 | 2008-08 |
| Jiamin Chen 陳嘉敏 | Rep 1 | 2025-04 | Present |
| Peili Chen 陳培莉 | Rep 1 | 2005-07 | Present |
| Qing (SFC:AHJ872) Chen 陳青 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Weiran Chen 陳巍然 | Rep 1 | 2025-08 | Present |
| Xiaoxia Chen 陳曉霞 | Rep 4 | 2010-09 | Present |
| Zhu (SFC:BME232) Chen 陳珠 | Rep 4 | 2018-02 | 2022-04 |
| Cheng (SFC:AWK326) Cheng 程成 | Rep 4 | 2011-01 | 2015-04 |
| Judy Yuen Yi Cheng 鄭宛儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Lai Ching (SFC:BRD954) Cheng 鄭麗晴 | Rep 1 | 2025-03 | Present |
| Lit Fai Cheng 鄭烈輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Yeung Shing Cheuk 卓楊成 | Rep 1 | 2015-08 | 2017-07 |
| Anthony Yiu Fai Cheung 張耀徽 | Rep 1 | 2025-11 | Present |
| Chik Fai Cheung 張藉輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Hang Chin Cheung 張恆展 | Rep 4 | 2007-06 | 2008-04 |
| Laam Amanda Cheung 張嵐 | Rep 1 | 2026-02 | Present |
| Paul Wai Chiu Cheung 張偉釗 | Rep 1 | 2022-08 | 2023-11 |
| Tik Lun Cheung 張迪倫 | Rep 1 | 2020-08 | 2020-08 |
| Wai Ki (SFC:BPJ428) Cheung 張慧琪 | Rep 1, 4 | 2020-03 | 2020-11 |
| Yik Man Cheung 張益民 | Rep 1 | 2013-03 | 2018-10 |
| Siu Ngan Chiu 趙少雁 | Rep 1 | 2010-04 | 2010-12 |
| Ching Ping Chong 莊清萍 | Rep 1 | 2015-07 | 2022-10 |
| King Ling Chow 鄒景玲 | Rep 1 | 2021-02 | 2022-07 |
| Chun Shing Chu 朱俊胜 | Rep 1 | 2017-04 | Present |
| Wai Leung (SFC:ABQ114) Chu 朱偉良 | Rep 1, 7 | 2003-05 | 2005-09 |
| Wai Ling Chu 朱慧玲 | Rep 1 | 2024-11 | 2025-07 |
| Chi Ming Chung 鍾志明 | Rep 1 | 2007-10 | 2016-06 |
| Ho Yin Chung 鍾浩然 | Rep 1 | 2015-12 | 2019-09 |
| Lai Kit Chung 鍾禮杰 | Rep 1 | 2024-01 | 2024-02 |
| Yucui Dan 但玉翠 | Rep 4 | 2016-12 | Present |
| Shen Ding 丁燊 | Rep 4 | 2018-01 | 2020-12 |
| Mei Mei Fan 范微微 | Rep 1 | 2017-09 | 2021-02 |
| Ming Fang 方明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-06 |
| Allen Chi Cheung Fok 霍智祥 | Rep 6 | 2016-05 | 2018-03 |
| Kwan Hay Fung 馮錕禧 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-07 |
| Kwok Lun Fung 馮國倫 | Rep 1 | 2018-07 | 2018-11 |
| Mei Gao 高梅 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Xiaodi Gao 高小迪 | Rep 4 | 2023-03 | 2025-08 |
| Dachen Gong 龔達宸 | Rep 1 | 2025-11 | Present |
| Rui Gong 龔睿 | Rep 1 | 2008-12 | 2010-01 |
| Sensen Gu 古森森 | Rep 1, 4 | 2013-05 | 2026-03 |
| Yuqiang Guan 管宇強 | Rep 1 | 2008-10 | Present |
| Xiaoyu Han 韓嘯宇 | Rep 4 | 2019-03 | Present |
| Chip Hang Ho 何接恆 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Grammie Ting Fung Ho 何霆鋒 | Rep 1 | 2010-12 | 2011-07 |
| Jonathan Chun Yu Ho 何俊諭 | Rep 1 | 2018-12 | 2024-05 |
| Kelvin Chi Yin Ho 何自然 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Kenneth Kar Loong Ho 何家隆 | Rep 1 | 2011-02 | 2018-07 |
| Michael Yui Kin Ho 何銳堅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-04 |
| Wan Kam Ho 何韻琴 | Rep 1 | 2012-03 | 2012-04 |
| Yui Ho 何銳 | Rep 1 | 2010-05 | 2011-08 |
| Siu Hong Hon 韓紹康 | Rep 1 | 2019-04 | 2020-04 |
| Virginia Yi Kuen Hon 韓儀娟 | Rep 1 | 2013-09 | Present |
| Jie (SFC:BCS549) Hou 侯捷 | Rep 1, 4 | 2014-01 | 2022-01 |
Showing 1–100 of 319
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