Jie (SFC:BCS549) Hou
侯捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BCS549) Hou (侯捷), a licensed former licensee with CE reference BCS549. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-25 | 2024-06-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-25 | 2024-06-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2024-06-20 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-20 | 2022-01-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-22 | 2022-01-05 |