CNCB (Hong Kong) Capital Limited

信銀(香港)資本有限公司

CE No. AEQ982 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CNCB (Hong Kong) Capital Limited (信銀(香港)資本有限公司), a Hong Kong-based licensed corporation with CE reference AEQ982. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 60 (total recorded over time: 184). Earliest licence on file: 2010-10-27.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

10/F, AIA Central, 1 Connaught Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2016-06-07	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	2010-10-27	present
Type 9 — Asset management	present	present
Type 5 — Advising on futures contracts	present	2015-08-20

Licensed staff (all-time) (184)
Active on date

1 Dealing in securities 4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Jay Hemant Bhatt	RO 4, 9	2013-09	2015-05
Eric Shun Kuen Chan 陳舜權	RO 1, 4, 5, 6, 9	2012-03	Present
Ho Pok Chan 陳浩博	RO 9 Rep 4, 9	2022-10	Present
Kwok Chiu Chan 陳國超	RO 9 Rep 9	2010-12	2011-05
Peter Kan Sun Chan 陳更申	RO 4, 5	2011-05	2011-10
Yaochao Chen 陳耀超	RO 9 Rep 1, 4	2019-01	Present
Zhengyu Chen 陳征宇	RO 1, 4, 6, 9	2022-06	2022-11
Yin Ling (SFC:AYZ253) Cheung 張賢寧	RO 6	2012-03	2013-04
Jia Hsung Chung 鍾佳勳	RO 1, 4, 9 Rep 1, 4, 9	2020-06	Present
Lester Kei Shun Fan 范基信	RO 9	2006-09	2007-09
Cheng Fang 方征	RO 6	2010-10	2012-02
Siu Hung Fung 馮兆鴻	RO 1, 4, 9	2016-06	2017-07
Yang Guo 郭洋	RO 4, 9 Rep 1, 4, 9	2020-11	Present
Simon Kam Por Ho 何鑑波	RO 4, 5, 9	Pre-2003	2004-07
Shih-Min Hsu 許詩敏	RO 4, 9	2014-01	2016-06
Zhe Hu 胡喆	RO 1, 4, 6, 9	2020-08	2021-02
Yee Kwong Hui 許沂光	RO 4, 5, 9	Pre-2003	2012-12
Shiu Man Kwok 郭兆文	RO 9	2011-08	2012-05
Koon Ho Lai 黎冠豪	RO 9 Rep 9	2015-01	2015-07
Hing Bun Lau 劉慶斌	RO 6	2010-10	2011-12
Jimmy Shun Hing Lee 利順興	RO 4, 9 Rep 4, 9	2012-09	2013-11
Tsun Ip Leung 梁俊業	RO 4, 5, 9 Rep 9	2012-08	2013-07
Hui (SFC:ATX931) Li 李輝	RO 1, 4, 6 Rep 1, 4, 6	2020-10	2025-04
Richard Chi Yeung Lim 林志揚	RO 4, 5, 9	Pre-2003	2005-01
Boyang Liu 劉博阳	RO 4 Rep 4	2023-10	Present
Ta-Pei Liu 劉大貝	RO 4, 5, 6, 9	2010-10	2012-05
Wai Ching Louisa Lo 羅慧清	RO 4	2011-05	2011-11
Xuan (SFC:BIZ381) Luo 羅旋	RO 1, 4, 6, 9	2017-04	2025-07
Michael Chun Man Ng 吳俊文	RO 6	2012-08	2012-08
Tung Ning Sen 神東寧	RO 1, 4, 9 Rep 1, 4, 9	2017-12	2018-08
Chi Kin So 蘇智健	RO 1, 4, 9 Rep 1, 6, 9	2018-02	2019-07
Gilda May Ying Sze-To 司徒美英	RO 4, 5, 9 Rep 4, 9	2011-09	2012-05
Ping Chung Tam 譚炳松	RO 1, 6 Rep 1, 6	2017-03	2025-06
Kam Sing Ting 丁淦星	RO 9 Rep 9	2011-07	2014-07
Wing Fai Tse 謝榮輝	RO 4, 5, 9	2005-01	2011-01
Pak Fai Tsui 徐碧輝	RO 1, 4 Rep 9	2013-08	2016-11
Hon Kit (SFC:AHF688) Wong 黃漢傑	RO 6 Rep 1, 4	2015-07	2017-01
Siu Kin Wong 黃紹乾	RO 6 Rep 4, 5, 9	2012-03	2016-10
Shuo Wu 武碩	RO 9 Rep 4, 9	2022-10	2023-12
Pinggui Xiang 向平貴	RO 4, 9	2011-08	2012-01
Gigi Nin Yen Yang Yue 楊俞年茵	RO 9 Rep 9	2015-06	2016-03
Qing (SFC:BHR576) Ye 叶青	RO 1, 4, 6, 9	2017-03	2024-09
Ho Chuen Yick 易浩泉	RO 1 Rep 1, 4, 9	2020-01	Present
Xiaoling Yu 余曉玲	RO 4 Rep 5, 6, 9	2012-01	2013-05
Chi Kwok Yuen 阮志國	RO 1 Rep 9	2011-09	2016-12
Xiaofei Yun 云晓飛	RO 1, 4, 6, 9 Rep 1, 4, 6, 9	2025-07	Present
Dijiang Zhang 張締江	RO 6 Rep 1, 4, 6	2016-10	Present
Dingfang Zhang 張定昉	RO 1, 6 Rep 4, 6	2016-07	Present
Kexin Zhang 張可欣	RO 1, 4 Rep 1, 4	2022-07	Present
Yiming Zhou 周一鳴	RO 1, 4, 6 Rep 1, 4, 6	2023-09	Present
Pengfei An 安鹏飞	Rep 1, 4	2021-07	Present
Xiaoxiao Bao 包晓晓	Rep 1, 4	2023-05	2025-08
Alexander Hing Sang Chan 陳慶生	Rep 4, 5, 6, 9	2013-03	2015-06
Ka Yan (SFC:BJI435) Chan 陳嘉欣	Rep 1	2024-01	2025-06
Ling Chan 陳靈	Rep 4, 5, 6, 9	2015-01	2017-01
Yueh Jen Chau 周日仁	Rep 4, 9	2011-08	2012-02
Ke (SFC:BNN587) Chen 陳珂	Rep 4	2018-11	2020-09
Xiao (SFC:BJI017) Chen 陳曉	Rep 1, 4, 6, 9	2017-05	2025-10
Kwong Yin Cheng 鄭廣賢	Rep 1, 4	2022-11	2023-03
Nan Ying Cheng 鄭嵐英	Rep 4, 5, 6, 9	2012-09	2015-12
Samson Tsun Hin Cheung 張俊軒	Rep 6, 9	2012-01	2015-09
Tsz Ngai Chong 莊子毅	Rep 1, 4, 6	2020-03	2021-12
Edmund Kinwin Chu 朱建榮	Rep 1, 4	2017-01	2017-03
Long Fung Chung 鍾朗豐	Rep 1, 4	2025-11	Present
Jian Yang Ding 丁建暘	Rep 1, 4	2022-06	2025-07
Yichun Ding 丁义春	Rep 1, 4, 6, 9	2026-01	Present
Shu Dong 董舒	Rep 1, 4, 6, 9	2020-09	Present
Sheng Fang 方晟	Rep 1, 4, 6, 9	2021-12	Present
Zhejing Fang 方哲婧	Rep 1, 4, 9	2023-01	Present
Lei Feng 馮雷	Rep 1, 4, 6	2021-08	Present
Yingsi Feng 馮穎思	Rep 4, 5, 6, 9	2013-05	2016-07
Ya Jun Gao 高雅君	Rep 1, 4, 6	2021-12	Present
Jingjing Ge 葛晶晶	Rep 1, 4, 9	2020-09	Present
Geng (SFC:BEQ928) Geng 耿賡	Rep 1, 4, 9	2017-02	Present
Siyun Gong 龔思匀	Rep 4	2024-06	Present
Chen Gu 顧晨	Rep 1, 4, 6	2019-02	Present
Yifei Guo 郭逸飛	Rep 1, 4, 9	2017-10	2019-07
Weizhou Han 韓衛洲	Rep 1, 4, 6	2021-03	2022-08
Xinguang Hao 郝新光	Rep 1, 4	2022-03	Present
Man Chun Ho 何文俊	Rep 1, 4, 9	2018-03	2020-07
Haibo Hou 侯海波	Rep 1, 4, 6	2016-08	2017-05
Jie (SFC:BCS549) Hou 侯捷	Rep 1, 4, 9	2022-10	2024-06
Qing Hu 胡慶	Rep 1, 4, 6	2017-10	2024-11
Wei (SFC:BIO265) Huang 黃尉	Rep 1, 4, 6	2021-10	2022-06
Benedict Hon Yuen Hui 許瀚源	Rep 9	2006-09	2010-06
Kwai Chun Ip 葉桂珍	Rep 4, 5, 6, 9	2015-01	2017-01
Zhe Ji 吉喆	Rep 1, 4, 9	2026-04	Present
Weixuan Jia 賈維軒	Rep 1, 4, 6	2021-09	Present
Wenjia Jiang 姜文佳	Rep 1, 4	2026-01	Present
Yan (SFC:BPE265) Jiang 姜岩	Rep 1	2023-12	2025-07
Ikai Jiang Y 蔣依愷	Rep 1, 4, 6	2024-04	Present
Yiwei Jiao 焦弋惟	Rep 1, 4, 6	2020-06	2021-08
Zihao Jin 金梓豪	Rep 1, 4	2025-10	Present
Ting Ke 柯艇	Rep 1, 4, 9	2017-05	2021-10
Yuk Wah Kwok 郭玉華	Rep 1	2026-04	Present
Chin Ming Lam 林展明	Rep 4, 9	2012-08	2012-08
Suet Yee Lee 李雪怡	Rep 1, 4, 6	2023-02	Present
Chun Mei Li 黎春梅	Rep 4	2013-09	2015-04
Ge (SFC:BAI100) Li 李格	Rep 1, 4, 9	2020-01	2021-08
Haihu Li 李海虎	Rep 1, 4, 6	2018-03	2019-08