Gigi Nin Yen Yang Yue
楊俞年茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gigi Nin Yen Yang Yue (楊俞年茵), a licensed Representative with CE reference AGP929. Currently licensed at 1 firm(s): Maxcess Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-13 | present |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2018-07-13 | present |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2018-07-13 | 2023-11-28 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2017-02-06 | 2018-05-11 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2017-02-06 | 2018-05-11 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2016-03-08 | 2018-05-11 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2016-01-28 | 2016-03-02 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2015-06-23 | 2016-01-28 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-20 |