Carret Private Capital Limited

CE No. AOT542 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carret Private Capital Limited, a Hong Kong-based licensed corporation with CE reference AOT542. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 31 (total recorded over time: 61). Earliest licence on file: 2007-05-28.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Level 6, Five Pacific Place, 28 Hennessy Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2016-11-03	present
Type 4 — Advising on securities	2016-11-03	present
Type 9 — Asset management	2007-05-28	present

Licensed staff (all-time) (61)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Sing Chung Chee 支聲鐘	RO 1, 4, 9 Rep 1, 4, 9	2018-04	Present
Wing Tak Choi 蔡泳德	RO 9 Rep 1, 4, 9	2016-05	2023-02
Marcelo da Silveira Labre	RO 9	2012-05	2016-05
Alexander Carl Gabriel Florsheim	RO 1, 4, 9 Rep 1, 4, 9	2017-01	2020-10
Kenneth Kent Ho 何祖光	RO 1, 4, 9	2016-05	Present
Calvin James Hsu 許聖賚	RO 1, 4 Rep 1, 4, 9	2018-04	2019-11
Eugene Yapp Lee 李立寅	RO 1, 4 Rep 1, 4, 9	2016-06	2018-12
Michael Levin	RO 9	2007-05	2011-09
Robert Vyvyan Mumford	RO 9 Rep 9	2017-01	2017-06
Paolo Lorenzo Picazo	RO 9 Rep 9	2007-05	2019-02
Meenakshi Kunal Amarnani	Rep 1, 4, 9	2024-08	Present
Florin Boetschi	Rep 1, 4, 9	2022-04	2022-05
Kin Man (SFC:AUG795) Chan 陳健敏	Rep 1, 4, 9	2018-07	2020-11
John Jae Chang	Rep 1, 4	2017-03	2020-05
Teresa Chao 周翠茵	Rep 1, 4, 9	2019-12	2021-07
Chi Fai Chark 翟智輝	Rep 1, 4, 9	2017-01	Present
Shih-Fu Chiang 江世甫	Rep 1, 4, 9	2026-03	Present
Heidi Hoi Tik Chow 周凱迪	Rep 1, 4, 9	2019-09	2020-11
John Kin Fun Chu 朱建勳	Rep 1, 4, 9	2020-10	Present
Daniel Thomas Feldmann	Rep 1, 4, 9	2017-07	2022-12
Elvis Long Lok Fong 方朗樂	Rep 1, 4, 9	2020-01	Present
Veda Wing Sum Ho 何詠心	Rep 1, 4, 9	2020-11	2021-05
Genji Hosono 細野玄司	Rep 1, 4, 9	2026-04	Present
Hui-Wen Hsieh 謝惠雯	Rep 1, 4, 9	2023-05	Present
Wai Ching Hung 洪瑋程	Rep 1, 4, 9	2025-01	Present
Wei-Coln Ian Khoo 邱維墾	Rep 1, 4, 9	2019-02	2022-03
Changick Kim 金昌益	Rep 1, 4, 9	2018-07	2021-07
Hun Soo Kim	Rep 1, 4, 9	2018-05	2019-04
James Yong Min Kim 金容珉	Rep 1, 4, 9	2018-04	2019-04
Young Kun Kim 金永根	Rep 1, 4, 9	2019-05	2020-09
Yumiko Kurahashi	Rep 1, 4, 9	2026-04	Present
David Man Kwong Lam 林文光	Rep 1, 4, 9	2016-11	2017-11
Jae Woo Lee	Rep 1, 4	2026-03	Present
Hing Man Leung 梁馨文	Rep 1, 4, 9	2018-04	Present
Kwok Cheung Leung 梁國祥	Rep 1, 4	2025-07	Present
Shuk Ching Leung 梁淑晴	Rep 1, 4, 9	2023-03	2023-04
Qin (SFC:BXU079) Li 李沁	Rep 1, 4, 9	2026-04	Present
Ce Leo Liu 劉策	Rep 1, 4, 9	2025-01	2025-02
Lingling Liu 劉靈靈	Rep 4	2025-02	2025-07
Yuze Liu 劉禹澤	Rep 1, 4, 9	2026-03	Present
Priscilla Wing Shan Mak 麥詠珊	Rep 1, 4, 9	2022-08	2024-06
Angela So Ling Ngai 倪素玲	Rep 1, 4, 9	2021-05	Present
Mihir Devang Parekh	Rep 1, 4, 9	2024-01	2025-03
Felix Pun 番家堯	Rep 4	2019-01	Present
Mauricio Ferreira Meira Ribeiro	Rep 1, 4, 9	2018-08	2022-03
Ronald Joseph Savino	Rep 9	2020-09	Present
Tushar Shekhawat	Rep 1, 4, 9	2024-11	Present
Wei-Ting Sheng 盛薇庭	Rep 1, 4, 9	2023-11	Present
Carley Ka Lei Shum 岑嘉莉	Rep 1, 4, 9	2019-12	Present
Amit Kishan Singh	Rep 1, 4, 9	2020-11	Present
Sui Mei Tam	Rep 1, 4, 9	2024-10	Present
Chi-Chang Tsai 蔡吉昌	Rep 1, 4, 9	2022-09	Present
Kwok Ho Tsang 曾國灝	Rep 1, 4, 9	2021-06	2023-04
An-Jung Tseng 曾安榕	Rep 1, 4, 9	2023-07	Present
Shagun Tyagi	Rep 1, 4, 9	2024-05	Present
Ming-Fen Wen 温明芬	Rep 1, 4, 9	2021-05	Present
Dick Hong Wong 黃迪康	Rep 1, 4, 9	2025-06	2025-12
Anna Nga Kam Wu 胡雅琴	Rep 1, 4, 9	2023-06	Present
Chiu Hsuan Wu 吳秋璇	Rep 1, 4, 9	2023-01	Present
Gigi Nin Yen Yang Yue 楊俞年茵	Rep 1, 4, 9	2016-03	2018-05
Congzhe Yin 尹聰哲	Rep 1, 4, 9	2024-07	Present