Alexander Carl Gabriel Florsheim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Carl Gabriel Florsheim ( ), a licensed former licensee with CE reference ARA488. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | Type 1 — Dealing in securities | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | RO | Type 4 — Advising on securities | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | RO | Type 9 — Asset management | 2018-08-08 | 2020-10-14 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2017-01-20 | 2018-08-08 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2017-01-20 | 2018-08-08 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2017-01-20 | 2018-08-08 |
| Stobene Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2012-09-04 | 2016-12-30 |
| Stobene Partners (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-01-31 | 2016-12-30 |
| Stobene Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2012-01-31 | 2016-12-30 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-13 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-13 | 2011-06-13 |