Julius Baer (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julius Baer (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ANH790. Current licensed staff on file: 0 (total recorded over time: 123). Earliest licence on file: 2006-09-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-05-29 | 2012-05-10 |
| Type 4 — Advising on securities | 2006-09-14 | 2012-05-10 |
| Type 9 — Asset management | 2011-02-14 | 2012-05-10 |
Licensed staff (all-time) (123)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrea Marco Benenati | RO 1, 4 | 2006-09 | 2011-06 |
| Wai Fu Chan 陳偉富 | RO 9 Rep 1, 4 | 2006-09 | 2011-12 |
| Ivan Guidi | RO 1, 4 Rep 1, 4 | 2006-09 | 2011-12 |
| Kenneth Kent Ho 何祖光 | RO 1, 4, 9 | 2007-04 | 2011-12 |
| Jin Woo Kim | RO 1, 4 | 2006-09 | 2009-04 |
| Jacqueline Tze Ling Koo 顧志翎 | RO 9 Rep 1, 4 | 2010-09 | 2011-12 |
| Thomas Roland Meier | RO 4 Rep 1, 4 | 2006-09 | 2011-12 |
| Sanam Gobind Budhrani | Rep 1, 4 | 2010-11 | 2010-12 |
| Christopher Todd Burgess | Rep 1, 4 | 2009-12 | 2011-06 |
| Christian Cappelli | Rep 1, 4 | 2006-09 | 2011-06 |
| Derek Tak Lai Chan 陳德禮 | Rep 1, 4 | 2007-01 | 2011-06 |
| Raymond Chee Kwong Chan 陳志江 | Rep 1, 4 | 2007-09 | 2011-06 |
| Yick Hung Chan 陳奕雄 | Rep 1, 4 | 2007-08 | 2011-06 |
| Fang Cheng Chang 莊芳征 | Rep 1, 4 | 2009-03 | 2010-05 |
| Hua-Shan Chang 張華珊 | Rep 1, 4 | 2008-02 | 2009-03 |
| Pei Hua Chang 章佩華 | Rep 1, 4 | 2007-05 | 2011-06 |
| Yun-Chia Chang 張芸嘉 | Rep 1, 4 | 2008-01 | 2010-07 |
| Sing Chung Chee 支聲鐘 | Rep 1, 4 | 2009-10 | 2011-06 |
| Jui-Huan Chen 陳叡桓 | Rep 1, 4 | 2009-08 | 2009-11 |
| Andrew Ta-Kan Cheng 鄭大綱 | Rep 1, 4 | 2008-07 | 2011-06 |
| Yan Yue Cheng 鄭餘 | Rep 1, 4 | 2007-07 | 2011-06 |
| Patsy Yikfan Cheung 張亦芬 | Rep 1, 4 | 2008-06 | 2011-06 |
| Salina Hei Yee Cheung 章熙宜 | Rep 1, 4 | 2006-09 | 2011-06 |
| Sabina Wei Lam Chiang 蔣蔚琳 | Rep 1, 4 | 2008-10 | 2011-06 |
| Min Ki Cho 趙敏紀 | Rep 1, 4 | 2007-05 | 2011-06 |
| Irene Suk Ching Chow 周淑貞 | Rep 1, 4 | 2010-09 | 2011-02 |
| May Siu Ling Chow 周小玲 | Rep 1, 4 | 2009-09 | 2011-06 |
| Emily Po Wah Chung 龔博華 | Rep 1, 4 | 2006-09 | 2011-06 |
| Lisa Sze Lai Chung 鍾詩麗 | Rep 1, 4 | 2006-09 | 2011-06 |
| Pauline Po Lin Chung 鍾寶蓮 | Rep 1, 4 | 2008-05 | 2011-06 |
| Shinobu Dobashi 土橋忍 | Rep 1, 4 | 2010-06 | 2011-06 |
| Patrick Donze | Rep 1, 4 | 2010-08 | 2011-06 |
| Bernhard Wolfgang Gotthard Escher | Rep 1, 4 | 2006-09 | 2009-04 |
| Alexander Carl Gabriel Florsheim | Rep 1, 4 | 2008-05 | 2011-06 |
| William Kei Shun Fok 霍基信 | Rep 1, 4 | 2007-11 | 2011-06 |
| Karin Gasser | Rep 1, 4 | 2010-11 | 2010-12 |
| Hoda Binte Awad Harharah | Rep 1, 4 | 2006-09 | 2011-06 |
| Chi Pang Ho 何智鵬 | Rep 1, 4 | 2008-09 | 2010-10 |
| Lai Ming Ho 何勵明 | Rep 1, 4 | 2009-11 | 2011-06 |
| Wing Shan Ho 何穎珊 | Rep 1, 4 | 2009-04 | 2011-06 |
| Chia-Ling Hsu 許嘉玲 | Rep 1, 4 | 2009-05 | 2009-09 |
| Qingzi Hu 胡箐子 | Rep 1, 4 | 2009-08 | 2010-07 |
| Roovy Mei Ha Ip 葉美霞 | Rep 4 | 2007-01 | 2007-06 |
| Sarah Pui Shan Ip 葉佩珊 | Rep 1, 4 | 2010-03 | 2011-06 |
| Makoto Kawase 川瀨真 | Rep 1, 4 | 2010-01 | 2011-06 |
| Young Jeon Kim 金永銓 | Rep 1, 4 | 2007-06 | 2011-06 |
| Chin Man Kwan 關展雯 | Rep 1, 4 | 2009-08 | 2011-06 |
| David King Tong Kwan 關經唐 | Rep 1, 4 | 2010-09 | 2011-06 |
| Irene Siu See Kwok 郭小思 | Rep 1, 4 | 2006-09 | 2011-06 |
| Alberta Kit Yee Lam 林潔儀 | Rep 1, 4 | 2007-05 | 2010-10 |
| Chi Yuen (SFC:AEV066) Lam 林志遠 | Rep 1, 4 | 2007-05 | 2011-06 |
| Elaine Lam 林綺蓮 | Rep 1, 4 | 2009-09 | 2011-04 |
| Chin Wai Lau 劉展慧 | Rep 1, 4 | 2006-09 | 2009-04 |
| Constant Siu Ling Law 羅小玲 | Rep 1, 4 | 2007-10 | 2010-09 |
| Allen Ying Luen Lee 李應麟 | Rep 1, 4 | 2006-09 | 2009-06 |
| Ju-Hae Lee | Rep 1, 4 | 2007-09 | 2010-10 |
| Ka Man (SFC:AQY015) Lee 李嘉雯 | Rep 1, 4 | 2008-06 | 2009-12 |
| Kern Lee | Rep 1, 4 | 2008-01 | 2010-10 |
| Ngan Anh Lee | Rep 1, 4 | 2009-12 | 2011-03 |
| Winnie Wai Yee Lee 李慧儀 | Rep 1, 4 | 2010-05 | 2011-06 |
| Hing Man Leung 梁馨文 | Rep 1, 4 | 2010-10 | 2011-06 |
| Kam Kwan Leung 梁錦坤 | Rep 1, 4 | 2008-05 | 2011-06 |
| Wai Chung (SFC:APD897) Leung 梁慧中 | Rep 1, 4 | 2007-06 | 2011-06 |
| Anita Kit Suen Li 李潔琁 | Rep 1, 4 | 2008-04 | 2011-06 |
| Jasmine Man Wai Li 李文慧 | Rep 1, 4 | 2010-01 | 2010-11 |
| Yi-Hsun Lin 林奕勳 | Rep 1, 4 | 2010-07 | 2011-01 |
| Ka Yee Lo 盧嘉兒 | Rep 1, 4 | 2006-09 | 2011-06 |
| Cheng-Ta Lu 呂政達 | Rep 1, 4 | 2007-09 | 2009-09 |
| Siu Yan Ma 馬少欣 | Rep 1, 4 | 2010-01 | 2010-08 |
| Wai Yin Mok 莫慧賢 | Rep 1, 4, 9 | 2010-09 | 2011-12 |
| Wing Yi Mok 莫頴宜 | Rep 1, 4 | 2009-07 | 2011-06 |
| Tobias Juerg Murer | Rep 1, 4 | 2007-09 | 2010-08 |
| Takuro Nakahara 中原卓郎 | Rep 1, 4 | 2006-09 | 2011-06 |
| Satoshi Narita 成田哲 | Rep 1, 4 | 2007-06 | 2008-12 |
| Cheong Teck David Ong 王鐘德 | Rep 1, 4 | 2010-12 | 2011-06 |
| Se Hoon Park 朴世訓 | Rep 1, 4 | 2008-07 | 2011-06 |
| Pamela Ai Ching Phua 潘愛清 | Rep 1, 4 | 2008-10 | 2011-06 |
| Hiu Lok Pun 盤曉樂 | Rep 1, 4 | 2009-09 | 2011-06 |
| Jiarong Qian 錢佳蓉 | Rep 1, 4 | 2010-07 | 2011-06 |
| Paul John Ramscar | Rep 1, 4 | 2010-11 | 2010-12 |
| Mauricio Ferreira Meira Ribeiro | Rep 1, 4 | 2009-11 | 2011-06 |
| Sixto Fernando Rosado Velasco | Rep 1, 4 | 2010-11 | 2010-12 |
| Ashis Kumar Sengupta | Rep 1, 4 | 2009-12 | 2011-06 |
| Mayu Shobayashi 莊林真由 | Rep 1, 4 | 2008-05 | 2010-06 |
| Wing Shan (SFC:AQG808) Siu 蕭頴珊 | Rep 1, 4 | 2008-01 | 2009-10 |
| Hang Yeung So 蘇恆陽 | Rep 1, 4 | 2008-09 | 2009-05 |
| Noriko Spiesshofer 中川典子 | Rep 1, 4 | 2007-06 | 2011-06 |
| Eden Sun 孫伊亭 | Rep 1, 4 | 2010-06 | 2011-06 |
| Mei Mui Szeto 司徒美梅 | Rep 1, 4 | 2007-07 | 2011-06 |
| Wai Lam Tai 戴慧琳 | Rep 1, 4 | 2009-06 | 2011-06 |
| Ruth Wing Kei Tam 譚詠基 | Rep 1, 4 | 2008-08 | 2011-06 |
| Branda Suk Ting Tang 鄧淑婷 | Rep 1, 4 | 2007-05 | 2011-06 |
| Leong Tang 鄧亮 | Rep 1, 4 | 2009-09 | 2011-06 |
| Pi Chin Tang 湯碧琴 | Rep 1, 4 | 2007-07 | 2011-04 |
| Lok Man To 陶樂雯 | Rep 1, 4 | 2009-02 | 2009-12 |
| Ken Kwok Hung Tong 湯國雄 | Rep 1, 4 | 2006-09 | 2011-06 |
| Alfred Tsai 蔡亞輝 | Rep 1, 4 | 2009-07 | 2011-06 |
| Cheng-Pei Tsai 蔡丞珮 | Rep 1, 4 | 2009-05 | 2010-10 |
| Candy Ma Shuen Tsang 曾瑪璇 | Rep 1, 4 | 2008-06 | 2011-06 |
| Winease Shui Fan Tsang 曾瑞芬 | Rep 1, 4 | 2009-04 | 2011-06 |
Showing 1–100 of 123