Hing Man Leung

梁馨文
CE No. AUH927 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing Man Leung (梁馨文), a licensed Representative with CE reference AUH927. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Carret Private Capital Limited Rep Type 1 — Dealing in securities 2018-04-27 present
Carret Private Capital Limited Rep Type 4 — Advising on securities 2018-04-27 present
Carret Private Capital Limited Rep Type 9 — Asset management 2018-04-27 present
QL Asset Management Company Limited
Rep Type 1 — Dealing in securities 2017-08-17 2018-04-17
QL Asset Management Company Limited
Rep Type 4 — Advising on securities 2017-08-17 2018-04-17
QL Asset Management Company Limited
Rep Type 9 — Asset management 2017-08-17 2018-04-17
Julius Baer (Hong Kong) Limited Rep Type 1 — Dealing in securities 2010-10-22 2011-06-13
Julius Baer (Hong Kong) Limited Rep Type 4 — Advising on securities 2010-10-22 2011-06-13
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2009-12-16 2010-10-09

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