William Kei Shun Fok
霍基信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kei Shun Fok (霍基信), a licensed former licensee with CE reference ANC090. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-14 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-09 | 2011-06-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-27 | 2007-10-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-27 | 2007-10-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-02-27 | 2007-10-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-02-27 | 2007-10-29 |