David King Tong Kwan
關經唐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David King Tong Kwan (關經唐), a licensed former licensee with CE reference ADU222. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2020-05-18 | 2021-08-06 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2020-05-18 | 2021-08-06 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2019-01-28 | 2021-08-06 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-23 | 2018-11-21 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-19 | 2018-07-23 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-09-09 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-09 | 2011-06-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-24 | 2009-01-16 |