Peak Capital Limited

CE No. AKY982 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peak Capital Limited, a Hong Kong-based licensed corporation with CE reference AKY982. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 35). Earliest licence on file: 2004-10-28.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

12B Shun Ho Tower, 24-30 Ice House Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2009-11-03	present
Type 4 — Advising on securities	2004-10-28	present
Type 9 — Asset management	2015-10-14	present
Type 9 — Asset management	2004-10-28	2013-07-24

Licensed staff (all-time) (35)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Patrick Francis J. Brothers	RO 1, 4, 9	2015-10	Present
Yuen Ling Chung 鍾菀蔆	RO 1, 4, 9 Rep 1, 4, 9	2011-09	2020-02
Samuel Martyn Coatham	RO 1, 4, 9 Rep 4, 9	2007-10	2013-03
Jeffery Michael Fisher	RO 4, 9	2005-09	2006-04
Nigel Timothy Kay	RO 4, 9	2004-10	2008-11
Katherine Miu Shan Ko 高妙珊	RO 1, 4 Rep 9	2020-04	Present
Simon Powell	RO 1, 4, 9	2004-10	Present
Michael Richard Trevor Smith	RO 1, 4 Rep 1, 4	2013-02	2018-01
Tina Yin Nam Tong 湯彥南	RO 4 Rep 1, 4, 9	2007-08	2013-09
Andrea Webster	RO 1, 4, 9 Rep 4, 9	2005-12	2019-06
Roger Sewell Bacon	Rep 1, 4, 9	2025-07	Present
Simon Andrew Barnes	Rep 1	2017-09	2020-10
Prerna Kumar Chainani	Rep 4, 9	2012-08	2016-03
Ray Yun Man Chan 陳潤民	Rep 1, 4, 9	2022-01	2022-07
Christina Wing Sum Cheng 鄭詠琛	Rep 4, 9	2007-05	2007-10
Simon John Cox	Rep 1, 4	2019-05	2022-11
Alan Matthew Denness	Rep 1, 4	2019-12	2020-02
Mark Ashley Hibbs	Rep 1, 4, 9	2019-08	2022-10
John Palmer Holmes	Rep 1, 4, 9	2022-01	2022-09
David King Tong Kwan 關經唐	Rep 1, 4, 9	2019-01	2021-08
Melissa Lee 李潔冰	Rep 1, 4	2010-06	2010-08
Henry Joseph Li 李顯倫	Rep 1, 4	2022-02	2022-05
Cissy Pui Sze Lui 呂沛詩	Rep 4, 9	2006-05	2006-09
Rico Sze Man Ma 馬思敏	Rep 1, 4, 9	2022-04	2022-07
Enrico Andrea Mattoli	Rep 1, 4	2023-12	2024-11
Mary Charlotte McBain	Rep 1, 4, 9	2022-08	2024-10
Sergio Takeo Morita	Rep 1, 4	2020-11	2023-04
Kent Sanford Moser	Rep 1, 4	2016-03	2017-03
Eric Kay Chak Ng 吳紀澤	Rep 1, 4, 9	2009-11	2009-12
Hans Georg Schlaikier 施漢傑	Rep 1, 4, 9	2009-10	2018-04
Paul Henry Smith	Rep 1, 4, 9	2020-12	Present
Timothy David Stiles	Rep 1, 4	2025-12	Present
Long Wai Tam 譚朗蔚	Rep 1, 4	2015-01	2015-08
Jacqueline Wu Tucker 胡婉茵	Rep 1, 4, 9	2010-07	2013-07
Arnold Tin Po Wong 黃天保	Rep 1, 4, 9	2022-08	2024-04