Henry Joseph Li
李顯倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Joseph Li (李顯倫), a licensed Representative with CE reference BAK879. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-08 | present |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2022-02-24 | 2022-05-25 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2022-02-24 | 2022-05-25 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-19 | 2013-09-30 |