First Securities (HK) Limited
第一證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Securities (HK) Limited (第一證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAA347. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 68 (total recorded over time: 124). Earliest licence on file: 2003-05-02.
Registered address
Room 1708-1710, 17/F, China Insurance Group Building, 141 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | 2009-08-03 | present |
| Type 4 — Advising on securities | present | 2004-11-17 |
| Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Type 7 — Providing automated trading services | 2003-05-02 | 2003-07-04 |
| Type 9 — Asset management | present | 2004-11-17 |
Licensed staff (all-time) (124)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Reto Emanuel Candrian | RO 9 | 2011-09 | 2014-09 |
| Chi-Sheng Chen 陳啟聖 | RO 1 Rep 1 | 2006-09 | Present |
| Chien Chih Chen 陳建智 | RO 9 | 2009-08 | Present |
| Wei Hsun Chen 陳威勳 | RO 1, 9 Rep 1, 9 | 2023-12 | 2024-09 |
| Hin Fung Sherman Chiu 趙衍鋒 | RO 1 Rep 1 | 2025-02 | Present |
| Tzu-Fang Chou 周子方 | RO 1 Rep 1 | 2011-06 | Present |
| Alice Wai Yin Chow 周慧妍 | RO 1, 9 Rep 1, 9 | 2009-12 | Present |
| Hsien-Kuang Kao 高顯光 | RO 1, 9 Rep 1, 4, 6, 9 | 2003-09 | 2025-01 |
| Ping Wah Lai 黎秉華 | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Chi Kong (SFC:AFZ755) Leung 梁志剛 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2004-10 |
| Ka Chiu Lo 盧嘉昭 | RO 1 Rep 1 | 2009-12 | 2010-09 |
| Pak Sum Lum 林柏森 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Tsuyoshi Matsumura 松村剛 | RO 1, 4, 9 Rep 1, 4, 9 | 2003-04 | Present |
| Kenju Ogyu 荻生謙樹 | RO 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Naomi Ono 小野尚美 | RO 1 Rep 1, 4, 9 | 2003-06 | 2011-07 |
| Lili Wang 王麗麗 | RO 1, 9 Rep 1, 9 | 2025-05 | Present |
| Chien-Tsang Weng 翁健藏 | RO 1 Rep 1 | 2011-06 | Present |
| Wah Wong 王華 | RO 1 Rep 1 | 2009-12 | Present |
| Alexander Caspian Ariana | Rep 1 | 2022-12 | 2023-07 |
| Laurent Bernhard | Rep 1 | 2025-08 | Present |
| Cheng Yao Chang 張承堯 | Rep 1 | 2019-11 | Present |
| Chia Chen Chang 張家真 | Rep 1 | 2012-03 | Present |
| Michael Yio-How Chang 張祐豪 | Rep 1 | 2011-12 | 2012-07 |
| Min Chieh Chang 張閔傑 | Rep 1 | 2022-08 | Present |
| Chia Ling Chen 陳佳伶 | Rep 1 | 2018-02 | Present |
| Chin-Hui Chen 陳金輝 | Rep 1 | 2011-08 | Present |
| Chun-Chin Chen 陳俊青 | Rep 1 | 2014-02 | Present |
| Dah-Jong Chen 陳大中 | Rep 1 | 2006-12 | 2007-05 |
| Mei Chun Chen 陳玫君 | Rep 1 | 2012-03 | Present |
| Ming Li Chen 陳明莉 | Rep 1 | 2018-07 | Present |
| Szu-Tsung Chen 陳思聰 | Rep 1, 9 | 2010-06 | Present |
| Wei Li Chen 陳偉力 | Rep 1 | 2025-02 | 2025-05 |
| Wen-Chin (SFC:BHA440) Chen 陳文卿 | Rep 1 | 2016-03 | 2017-05 |
| Wen-Ling Chen 陳文玲 | Rep 1 | 2015-09 | Present |
| Yen Hwa Chen 陳燕華 | Rep 1 | 2009-12 | 2012-03 |
| Po Jen Cheng 鄭博仁 | Rep 1 | 2012-07 | Present |
| Wei-Shih Cheng 鄭偉仕 | Rep 1 | 2015-04 | Present |
| Wai Ting (SFC:BMA520) Cheung 張惠婷 | Rep 1 | 2018-02 | 2018-02 |
| Hui-Chen Chiang 江慧貞 | Rep 1 | 2011-05 | Present |
| Chih Ning Chiu 邱致寧 | Rep 1 | 2013-05 | 2013-11 |
| Ka Chun (SFC:BGM282) Chiu 趙嘉俊 | Rep 1 | 2017-01 | 2019-02 |
| Wen-Chen Chiu 邱文掁 | Rep 1 | 2016-06 | Present |
| Yueh Cho 卓越 | Rep 1 | 2012-11 | Present |
| Wing Hong Chong 張穎康 | Rep 1, 9 | 2019-04 | 2024-10 |
| Chen Yi Chou 周鎮議 | Rep 1 | 2014-11 | Present |
| Sheng Yuan Chou 周聖淵 | Rep 1 | 2018-05 | Present |
| Shu-Huei Chou 周淑恵 | Rep 1 | 2012-09 | Present |
| Xiang-Le Gao 高湘樂 | Rep 1 | 2025-11 | Present |
| Hao Dong Gong 龔豪東 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Chi Hsien Ha 哈繼先 | Rep 1 | 2013-09 | Present |
| Wing Fai Heung 香榮輝 | Rep 1 | 2009-12 | Present |
| Johnny Chun Ming Ho 何俊明 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-09 |
| Yu Hsuan Hsu 許毓玹 | Rep 1 | 2024-07 | 2025-03 |
| Hsin-Cheng Huang 黃信誠 | Rep 1 | 2018-04 | Present |
| Ren-Yen Huang 黃仁彥 | Rep 1 | 2017-11 | Present |
| Te Li Huang 黃德利 | Rep 1 | 2018-06 | 2020-01 |
| Kwok Cheung Hui 許國祥 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-10 |
| Tzu-Yuan Hung 洪子原 | Rep 1 | 2016-11 | Present |
| Fu-Hsing Hwang 黃福星 | Rep 1 | 2013-05 | Present |
| Lu-Chien Jen 任露茜 | Rep 1 | 2014-10 | Present |
| Evian Juan 阮子玲 | Rep 1 | 2020-08 | 2021-02 |
| Margaret Chien Mei Hsu Kao 高徐千媄 | Rep 1 | 2017-09 | 2019-10 |
| Su-Jung Kao 高淑蓉 | Rep 1 | 2016-08 | Present |
| Wei-Chiang Ku 顧偉強 | Rep 1 | 2013-02 | 2013-08 |
| Chien Liang Kuo 郭建良 | Rep 1 | 2018-10 | 2019-11 |
| Shu Chen Kuo 郭淑貞 | Rep 1 | 2017-12 | 2021-01 |
| King Cheung Lai 黎景祥 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-07 |
| Po Shan Lai 賴寶姍 | Rep 1, 9 | 2017-08 | 2022-09 |
| Ho Kwan Lau 劉浩鈞 | Rep 1 | 2009-03 | 2011-10 |
| Ka Keung Law 羅家強 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Chung-Lung Lee 李忠龍 | Rep 1 | 2015-07 | 2016-11 |
| Hsin-Han Lee 李信翰 | Rep 1 | 2013-07 | Present |
| Ngo Chim Lee 李傲潛 | Rep 1 | 2021-12 | Present |
| Shu-Ching Lee 李淑菁 | Rep 1 | 2017-12 | Present |
| Yi-Chin Lee 李怡親 | Rep 1 | 2018-01 | Present |
| Eric Ting Ho Li 李廷荷 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Henry Joseph Li 李顯倫 | Rep 1 | 2022-08 | Present |
| Huajun Li 李華筠 | Rep 1 | 2026-04 | Present |
| Kun-Chih Li 李坤致 | Rep 1 | 2011-06 | 2013-11 |
| Sean Chok Sun Li 李濯新 | Rep 1 | 2003-09 | 2004-03 |
| Shaojie Li 李少杰 | Rep 1 | 2024-10 | 2024-12 |
| William Wei Jen Liang 梁維仁 | Rep 1, 9 | 2014-08 | 2022-10 |
| Wen-Yu Liao 廖文瑀 | Rep 1 | 2016-10 | 2017-06 |
| Chien-Chih Lien 連建智 | Rep 1 | 2014-04 | Present |
| Ching Wen Lin 林慶文 | Rep 1 | 2017-02 | Present |
| Hsi Lin 林曦 | Rep 1 | 2017-01 | Present |
| Huei-Jen Lin 林蕙媜 | Rep 1 | 2010-01 | 2010-08 |
| Pey Lin 林霈 | Rep 1 | 2015-05 | Present |
| Shan-Chih Lin 林上智 | Rep 1 | 2022-11 | Present |
| Shu-Jung Lin 林淑蓉 | Rep 1 | 2011-05 | Present |
| Shu-Mei Lin 林淑美 | Rep 1 | 2018-04 | Present |
| Yi-Ju Lin 林宜儒 | Rep 1 | 2013-07 | Present |
| Yi-Ju (SFC:AOJ451) Lin 林怡如 | Rep 1 | 2011-06 | 2013-03 |
| Yu Ting Lin 林育廷 | Rep 1 | 2016-07 | Present |
| Yu-Yu Lin 林昱佑 | Rep 1 | 2017-12 | Present |
| Pang-Hui Liu 劉邦輝 | Rep 1 | 2012-07 | 2013-11 |
| Wendy Wing Yin Liu 廖穎賢 | Rep 1 | 2025-11 | Present |
| Yan Ying Liu 劉姸纓 | Rep 1 | 2019-03 | 2026-03 |
| I-Fang Luo 羅翊方 | Rep 1 | 2018-04 | Present |
| Kin Nomiya 野宮欣 | Rep 1 | 2008-07 | 2009-05 |
Showing 1–100 of 124
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