Lili Wang
王麗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lili Wang (王麗麗), a licensed Responsible Officer with CE reference BMQ113. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-27 | present |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 9 — Asset management | 2025-06-27 | present |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-29 | 2025-06-27 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-05-29 | 2025-06-27 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | RO | Type 9 — Asset management | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | Rep | Type 9 — Asset management | 2019-07-03 | 2020-12-11 |
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-10-09 | 2020-12-11 |
| Finex Hong Kong Limited | Rep | Type 4 — Advising on securities | 2018-10-09 | 2020-12-11 |