Kenju Ogyu

荻生謙樹
CE No. ADQ016 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenju Ogyu (荻生謙樹), a licensed Responsible Officer with CE reference ADQ016. Currently licensed at 1 firm(s): Aristo Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
Aristo Securities Limited
雅利多證券有限公司
RO Type 1 — Dealing in securities 2023-09-01 present
Aristo Securities Limited
雅利多證券有限公司
Rep Type 1 — Dealing in securities 2023-07-07 2023-09-01
AuVantage Consultancy Limited
奧凡特顧問有限公司
RO Type 1 — Dealing in securities 2021-10-26 2023-03-31
Aristo Securities Limited
雅利多證券有限公司
RO Type 1 — Dealing in securities 2021-04-08 2021-08-16
Aristo Securities Limited
雅利多證券有限公司
Rep Type 1 — Dealing in securities 2021-03-01 2021-04-08
Toyo Securities Asia Limited
東洋證券亞洲有限公司
RO Type 1 — Dealing in securities 2008-06-25 2020-06-01
Toyo Securities Asia Limited
東洋證券亞洲有限公司
RO Type 4 — Advising on securities 2008-06-25 2020-06-01
Toyo Securities Asia Limited
東洋證券亞洲有限公司
Rep Type 1 — Dealing in securities 2008-06-10 2008-06-25
Toyo Securities Asia Limited
東洋證券亞洲有限公司
Rep Type 4 — Advising on securities 2008-06-10 2008-06-25
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 1 — Dealing in securities 2007-12-12 2008-04-30
Cape Asset Management Limited
海角資產管理有限公司
RO Type 4 — Advising on securities 2007-12-12 2008-04-30
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 4 — Advising on securities 2007-12-12 2008-04-30
Cape Asset Management Limited
海角資產管理有限公司
RO Type 6 — Advising on corporate finance 2007-12-12 2008-04-30
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 6 — Advising on corporate finance 2007-12-12 2008-04-30
Ichiyoshi International (HK) Limited
一吉國際(香港)有限公司
RO Type 4 — Advising on securities 2005-07-22 2007-10-11
Ichiyoshi International (HK) Limited
一吉國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2005-07-22 2007-10-11
Ichiyoshi International (HK) Limited
一吉國際(香港)有限公司
RO Type 1 — Dealing in securities 2005-05-13 2007-10-11
First Securities (HK) Limited
第一證券(香港)有限公司
RO Type 1 — Dealing in securities present 2004-08-06
First Securities (HK) Limited
第一證券(香港)有限公司
RO Type 4 — Advising on securities present 2004-08-06
First Securities (HK) Limited
第一證券(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-08-06
First Securities (HK) Limited
第一證券(香港)有限公司
RO Type 9 — Asset management present 2004-08-06

Related