Cape Asset Management Limited
海角資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cape Asset Management Limited (海角資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ADJ150. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2006-05-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2024-03-13 |
| Type 5 — Advising on futures contracts | 2006-05-23 | 2024-03-13 |
| Type 6 — Advising on corporate finance | present | 2014-10-15 |
| Type 9 — Asset management | present | 2024-03-13 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shinya Fujiwara 藤原伸哉 | RO 4, 5, 6, 9 | 2005-06 | 2009-08 |
| Masato Fukunaga 福永真人 | RO 4, 5, 6, 9 | 2005-06 | 2016-12 |
| Franklin Pak Wah Kam 金百華 | RO 4, 9 Rep 4, 9 | 2011-07 | 2024-03 |
| Pui Leung Lo 羅霈良 | RO 4, 5, 9 Rep 9 | 2005-12 | 2024-03 |
| Kenju Ogyu 荻生謙樹 | RO 4, 6 | 2007-12 | 2008-04 |
| King Hang Tong 湯景恆 | RO 4, 6, 9 | 2005-06 | 2005-07 |
| Masahiko Yamamoto | RO 4, 5, 6, 9 | Pre-2003 | 2024-03 |
| Lap Kwan (SFC:AGK699) Chan 陳立群 | Rep 4, 5, 6, 9 | 2005-07 | 2008-04 |
| Sai Ching Chan 陳世清 | Rep 4, 5, 6, 9 | 2005-07 | 2024-01 |
| Tze Man Chan 陳子敏 | Rep 4, 5, 9 | 2009-02 | 2010-07 |
| Fara Yuen Ling Kay 紀婉玲 | Rep 4, 5, 9 | 2008-02 | 2011-05 |
| Man Wai Leung 梁文偉 | Rep 4, 5, 6, 9 | 2005-09 | 2011-05 |
| Yan (SFC:ARW637) Li 李燕 | Rep 4, 9 | 2008-12 | 2016-02 |
Showing 1–13 of 13