Fara Yuen Ling Kay
紀婉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fara Yuen Ling Kay (紀婉玲), a licensed former licensee with CE reference AQJ213. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | 2019-10-31 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | 2019-10-31 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-30 | 2017-08-10 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2011-05-13 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-02-18 | 2011-05-13 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-02-18 | 2011-05-13 |