Mitsubishi UFJ Investment Services (HK) Limited
三菱日聯投資服務(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitsubishi UFJ Investment Services (HK) Limited (三菱日聯投資服務(香港)有限公司), a Hong Kong-based licensed corporation with CE reference APS303. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2007-12-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-12-21 | 2021-04-21 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shintaro Aizawa 相澤慎太郎 | RO 4 Rep 4 | 2017-05 | 2021-04 |
| Man Ching Chua 蔡文靜 | RO 4 Rep 4 | 2008-07 | 2015-07 |
| Takaho Hayashida | RO 4 Rep 4 | 2013-01 | 2020-12 |
| Toru Kuroda 黑田徹 | RO 4 | 2007-12 | 2012-04 |
| Takuma Matsuo 松尾卓磨 | RO 4 Rep 4 | 2016-11 | 2019-08 |
| Hiroshi Mori | RO 4 Rep 4 | 2019-07 | 2021-04 |
| Masakazu Nakanishi | RO 4 | 2007-12 | 2010-01 |
| Nobutaka Shibuya 沚谷宣尊 | RO 4 | 2011-07 | 2017-01 |
| Michiya Tomita | RO 4 Rep 4 | 2008-03 | 2013-02 |
| Chung En Huang 黃崇恩 | Rep 4 | 2011-09 | 2016-04 |
| Taro Iida 飯田太郎 | Rep 4 | 2009-07 | 2017-06 |
| Fara Yuen Ling Kay 紀婉玲 | Rep 4 | 2011-06 | 2017-08 |
| Issei Kitamura 北村一征 | Rep 4 | 2008-04 | 2014-06 |
| Andrew Robert Lam 林朗生 | Rep 4 | 2019-11 | 2020-12 |
| Kwun Ping Lau 劉冠平 | Rep 4 | 2017-09 | 2020-12 |
| Yuk Kei Lee 李玉麒 | Rep 4 | 2011-07 | 2017-07 |
| Shek Chi Lui 雷錫滋 | Rep 4 | 2008-07 | 2011-01 |
| Yasuaki Ogasawara 小笠原愛明 | Rep 4 | 2013-08 | 2014-10 |
| Yibing (SFC:ANR774) Xia 夏宜冰 | Rep 4 | 2010-11 | 2017-06 |
| Johnny Yau Shing Yeh 葉有誠 | Rep 4 | 2008-10 | 2010-08 |
| Shiyi Zhou 周時怡 | Rep 4 | 2017-10 | 2020-08 |
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