Shintaro Aizawa
相澤慎太郎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shintaro Aizawa (相澤慎太郎), a licensed Responsible Officer with CE reference BJP833. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-20 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-09-20 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-09-20 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-22 | 2022-09-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-22 | 2022-09-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-22 | 2022-09-20 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-11-21 | 2021-04-21 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2019-11-21 |