Sumitomo Mitsui DS Asset Management (Hong Kong) Limited

三井住友德思資產管理(香港)有限公司
CE No. BOT526 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui DS Asset Management (Hong Kong) Limited (三井住友德思資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BOT526. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 18 (total recorded over time: 49). Earliest licence on file: 2019-10-01.

Registered address

Suites 901 & 902, 9th Floor, Two Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-10-01 present
Type 4 — Advising on securities 2019-10-01 present
Type 9 — Asset management 2019-10-01 present

Licensed staff (all-time) (49)
Active on date

Name Activities First licensed To
Shintaro Aizawa 相澤慎太郎 RO 1, 4, 9 Rep 1, 4, 9 2022-08 Present
Yuichi Awata RO 1, 4, 9 2024-07 Present
Yan (SFC:AOB250) Chan 陳茵 RO 4, 9 Rep 1, 4, 9 2019-10 2022-09
Kwok Fai Chau 周國輝 RO 9 Rep 1, 4 2019-10 Present
Daisuke Churei 中禮大輔 RO 1, 4, 9 2019-10 2021-09
Shingo Fujikawa RO 1, 4, 9 Rep 1, 4, 9 2021-03 2024-03
Kenji Hashizume 橋爪謙治 RO 1, 4, 9 2019-10 2022-10
Hung Chih Huang 黃宏治 RO 1 Rep 1, 4 2022-09 2023-02
Shun Kagiwada RO 4, 9 Rep 1 2019-10 2020-10
Toshiyuki Murai RO 1, 4, 9 2019-10 2020-10
Naoto Nagai RO 1, 4, 9 Rep 1, 4, 9 2020-07 2024-03
Teck Neng Ng 黃得能 RO 1 Rep 1, 4 2023-09 Present
Junya Okada RO 1, 4, 9 2019-10 2023-02
Gen Saito RO 1, 4, 9 Rep 1, 4, 9 2024-05 Present
Junichi Sakaguchi 坂口淳一 RO 1, 4, 9 2019-10 2021-03
Kazuhisa Shimbo 新保一久 RO 1, 4, 9 2020-07 2023-04
Tetsuya Shimode 下出哲也 RO 1, 4, 9 2019-10 2021-04
Ryota Sone 曽根良太 RO 1, 4, 9 2023-08 2024-03
Chi Tat Tang 鄧志達 RO 4, 9 Rep 1, 4, 9 2019-10 Present
Tsz Ho (SFC:BCK442) Chan 陳梓豪 Rep 4, 9 2019-10 2020-08
Yi Man Naomi Chan 陳爾汶 Rep 1, 4, 9 2020-10 2021-08
Qun Du 杜群 Rep 1, 4, 9 2019-10 2025-01
Sze Ting Fok 霍思婷 Rep 1, 4 2023-08 Present
Tushar Jain Rep 1, 4, 9 2019-10 Present
Lik Fu Jim 詹歷富 Rep 1, 4, 9 2022-01 Present
Sang Hyun (SFC:ANA990) Kim Rep 4, 9 2019-10 2025-10
Siu Lun Lai 黎兆倫 Rep 1, 4, 9 2019-10 Present
Sze Man Leung 梁思敏 Rep 1, 4 2020-12 Present
Siyu (SFC:BGK941) Li 栗思雨 Rep 1, 4, 9 2019-10 2020-11
Yiming (SFC:BIE646) Li 李一鳴 Rep 4, 9 2022-11 2025-10
Mohd Najman Bin Md Isa Rep 1, 4, 9 2019-10 2024-02
Ho Wah Ng 伍浩樺 Rep 1, 4, 9 2019-10 2022-09
Ting Him Gareth Ng 吳廷謙 Rep 1, 4, 9 2021-10 Present
Yangyang Pan 潘揚洋 Rep 4 2019-10 2022-02
Tetsuji Sano 佐野鉄司 Rep 4 2019-10 2025-12
Qi Si 司琪 Rep 1, 4, 9 2022-04 Present
Jieyi Sun 孫洁怡 Rep 1, 4, 9 2019-10 Present
Wataru Terada Rep 1, 4, 9 2019-10 2021-02
Mariko Wada Rep 1, 4, 9 2019-10 2020-10
Bou-Li Wang 王博立 Rep 4, 9 2019-10 2020-10
Yi Hsuan Wu 吳怡萱 Rep 1, 4 2023-02 Present
Yuanzhuo Wu 伍遠卓 Rep 4, 9 2020-09 2022-08
Peirou Xu 徐珮柔 Rep 4, 9 2022-11 Present
Kok Wei Yap 叶国威 Rep 1, 4, 9 2019-10 2022-08
Lin (SFC:AOA395) Ye 葉林 Rep 1, 4, 9 2019-10 2022-08
Kai Liang Nicholas Yong Rep 1, 4, 9 2026-02 Present
Yiu Hei Boris Yu 余曜希 Rep 1, 4, 9 2019-10 2020-10
Ruiyue Zhang 張瑞玥 Rep 1, 4, 9 2019-10 2023-10
Yujie Zhou 周玉杰 Rep 1, 4 2024-01 Present
Showing 1–49 of 49

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