Yuanzhuo Wu
伍遠卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanzhuo Wu (伍遠卓), a licensed Representative with CE reference BQD515. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-10-18 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-10-07 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | 2022-08-24 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-23 | 2022-08-24 |