Tetsuji Sano
佐野鉄司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuji Sano (佐野鉄司), a licensed former licensee with CE reference AOR579. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-01 | 2025-12-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-12 | 2019-09-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2007-09-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-13 | 2007-03-15 |