Sumitomo Mitsui Asset Management (Hong Kong) Limited
三井住友投資管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Asset Management (Hong Kong) Limited (三井住友投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAK014. Current licensed staff on file: 0 (total recorded over time: 42). Earliest licence on file: 2016-12-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-12-19 | 2019-09-30 |
| Type 4 — Advising on securities | present | 2019-09-30 |
| Type 6 — Advising on corporate finance | present | 2004-12-21 |
| Type 9 — Asset management | present | 2019-09-30 |
Licensed staff (all-time) (42)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Fai Chau 周國輝 | RO 9 Rep 9 | 2017-07 | 2019-09 |
| Ji (SFC:ALO251) Chen 陳濟 | RO 4, 9 Rep 4, 9 | 2008-09 | 2010-06 |
| Kenji Hashizume 橋爪謙治 | RO 1, 4, 9 Rep 4, 9 | 2007-07 | 2019-09 |
| Kenji Isomoto 磯本憲司 | RO 4, 9 | 2004-07 | 2007-04 |
| Jiro Kato 加藤二朗 | RO 4, 9 | 2003-06 | 2008-04 |
| Tadatoshi Komuro 小室忠俊 | RO 4, 9 | Pre-2003 | 2003-07 |
| Lina Poh Imm Lim 林寶音 | RO 4, 9 Rep 4, 9 | 2008-07 | 2011-11 |
| Toshiyuki Murai | RO 1, 4, 9 Rep 4, 9 | 2009-05 | 2019-09 |
| Katsunosuke Ozawa 小澤克之助 | RO 4, 9 | 2010-10 | 2014-04 |
| Junichi Sakaguchi 坂口淳一 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2019-09 |
| Tetsuya Shimode 下出哲也 | RO 1, 4, 9 | 2014-01 | 2019-09 |
| Reiji Takamori | RO 4, 9 | 2008-03 | 2010-12 |
| Hideshige Watanabe 渡邊英茂 | RO 4, 9 | 2007-05 | 2013-10 |
| Vicknesan Balakrishnan | Rep 4, 9 | 2008-08 | 2009-05 |
| Tsz Ho (SFC:BCK442) Chan 陳梓豪 | Rep 4, 9 | 2015-06 | 2019-09 |
| Wang Chow 周泓 | Rep 4, 9 | 2006-08 | 2007-06 |
| Siong Khim Chua 蔡尚琴 | Rep 4, 9 | 2005-09 | 2008-05 |
| Qun Du 杜群 | Rep 4, 9 | 2011-07 | 2019-09 |
| Bin (SFC:AOG214) Hu 胡彬 | Rep 4, 9 | 2008-11 | 2015-11 |
| Tushar Jain | Rep 4, 9 | 2009-01 | 2019-09 |
| Sang Hyun (SFC:ANA990) Kim | Rep 4, 9 | 2007-06 | 2019-09 |
| Chi Ching Lau 劉智菁 | Rep 4, 9 | 2008-07 | 2010-08 |
| Mohd Najman Bin Md Isa | Rep 4, 9 | 2018-04 | 2019-09 |
| Yoshiyuki Omura 大村良幸 | Rep 4, 6, 9 | Pre-2003 | 2006-03 |
| Yangyang Pan 潘揚洋 | Rep 4 | 2019-07 | 2019-09 |
| Tetsuji Sano 佐野鉄司 | Rep 4 | 2017-07 | 2019-09 |
| Mun Kit Se Tho 司徒敏洁 | Rep 4, 9 | 2011-01 | 2012-09 |
| Tsuyoshi Shiba 司馬毅 | Rep 4, 9 | 2006-11 | 2007-03 |
| Yu Shu 周遊 | Rep 4, 9 | 2007-07 | 2011-03 |
| Jieyi Sun 孫洁怡 | Rep 4, 9 | 2016-05 | 2019-09 |
| Shinichi Takaya 鷹谷真一 | Rep 1, 4 | 2017-07 | 2019-09 |
| Chi Tat Tang 鄧志達 | Rep 4, 9 | 2009-12 | 2019-09 |
| Bou-Li Wang 王博立 | Rep 4, 9 | 2008-05 | 2019-09 |
| Joe Chun Sing Wong 黃駿聲 | Rep 4, 9 | 2007-08 | 2015-08 |
| Willie Wan Lerd Wu 胡允畧 | Rep 4, 9 | 2008-07 | 2010-05 |
| Zheyu Xi 奚哲漁 | Rep 4, 9 | 2016-03 | 2019-06 |
| Haojie Yang 楊豪杰 | Rep 4, 9 | 2015-09 | 2017-08 |
| Xiaoyu (SFC:ANW832) Yang 楊曉煜 | Rep 4, 9 | 2010-07 | 2013-07 |
| Kok Wei Yap 叶国威 | Rep 4, 9 | 2012-06 | 2019-09 |
| Lin (SFC:AOA395) Ye 葉林 | Rep 4, 9 | 2016-04 | 2019-09 |
| Jin (SFC:AQP649) Yu 于進 | Rep 4, 9 | 2013-10 | 2015-12 |
| Yiu Hei Boris Yu 余曜希 | Rep 4, 9 | 2018-04 | 2019-09 |
Showing 1–42 of 42