Xiaoyu (SFC:ANW832) Yang
楊曉煜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyu (SFC:ANW832) Yang (楊曉煜), a licensed former licensee with CE reference ANW832. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2013-07-05 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-20 | 2013-07-05 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-05 | 2010-07-01 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-09-05 | 2010-07-01 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2006-09-05 | 2010-07-01 |