Katsunosuke Ozawa
小澤克之助
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsunosuke Ozawa (小澤克之助), a licensed former licensee with CE reference AGV995. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2014-04-01 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-10-27 | 2014-04-01 |