Chi Ching Lau
劉智菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ching Lau (劉智菁), a licensed Responsible Officer with CE reference APF062. Currently licensed at 1 firm(s): Investates Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Investates Asset Management Limited 領富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-03 | present |
| Investates Asset Management Limited 領富資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-03 | present |
| Investates Asset Management Limited 領富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-29 | 2023-11-06 |
| Investates Asset Management Limited 領富資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-29 | 2023-11-06 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-17 | 2022-11-12 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-17 | 2022-11-12 |
| Fantasia Asset Management Limited 花樣年資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-22 | 2022-02-04 |
| Fantasia Asset Management Limited 花樣年資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-10 | 2020-06-22 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-22 | 2020-04-21 |
| Oneday Asset Management Limited 壹天資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-22 | 2020-04-21 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 4 — Advising on securities | 2018-10-08 | 2019-01-07 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 9 — Asset management | 2018-10-08 | 2019-01-07 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-06 | 2018-09-26 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-06 | 2018-09-26 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-17 | 2017-11-06 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-17 | 2017-11-06 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-11 | 2017-09-20 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-11 | 2017-09-20 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-11 | 2017-09-20 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-01 | 2016-11-11 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-01 | 2016-11-11 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-03-01 | 2016-11-11 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 — Asset management | 2014-07-22 | 2015-11-30 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | 2012-06-05 | 2014-07-22 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | 2010-10-28 | 2011-07-15 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-27 | 2010-08-08 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-21 | 2010-08-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-25 | 2008-06-29 |