Tsuyoshi Shiba
司馬毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsuyoshi Shiba (司馬毅), a licensed former licensee with CE reference ANE160. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Auspicious Capital Management Limited 喜兆資產管理有限公司 |
RO | Type 9 — Asset management | 2013-11-22 | 2014-07-06 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-04-11 | 2013-05-31 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
RO | Type 9 — Asset management | 2007-04-11 | 2013-05-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-10 | 2007-03-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-11-10 | 2007-03-31 |