Auspicious Capital Management Limited

喜兆資產管理有限公司
CE No. BBS884 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Auspicious Capital Management Limited (喜兆資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BBS884. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2013-11-22.

Registered address

Unit 2101 21/F, Tower 6 The Gateway, 9 Canton Road, Tsim Sha Tsui

Licence history

ActivityFromTo
Type 9 — Asset management 2013-11-22 present

Licensed staff (all-time) (11)
Active on date

Name Activities First licensed To
Lap San Raymond Chan 陳立燊 RO 9 2016-09 2018-05
Yuanlin Lang 郎媛琳 RO 9 Rep 9 2014-05 2019-07
Tsuyoshi Shiba 司馬毅 RO 9 2013-11 2014-07
Pak Kin Tai 戴伯乾 RO 9 Rep 9 2019-05 2019-10
Meng Lee Tan 陳名禮 RO 9 Rep 9 2019-05 Present
Chuang Wang 王闖 RO 9 2013-11 Present
Hak Sun Li Rep 9 2019-06 2019-10
Haiting Peng 彭海婷 Rep 9 2014-06 2015-02
Chenxi (SFC:BPD421) Xu 胥晨曦 Rep 9 2019-12 2021-01
Beth Zan 昝诗诗 Rep 9 2026-04 Present
Banruo Zhang 张般若 Rep 9 2020-03 Present
Showing 1–11 of 11

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related