Chuang Wang
王闖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuang Wang (王闖), a licensed Responsible Officer with CE reference AYM559. Currently licensed at 1 firm(s): Auspicious Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Auspicious Capital Management Limited 喜兆資產管理有限公司 |
RO | Type 9 — Asset management | 2013-11-22 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-27 | 2013-03-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-12-05 | 2013-03-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-05 | 2013-03-20 |