Sze Ting Fok
霍思婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ting Fok (霍思婷), a licensed Representative with CE reference ANG611. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-10 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-10 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2018-04-10 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-04 | 2018-04-10 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-10-04 | 2018-04-10 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2017-02-28 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2011-07-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-07 | 2008-03-19 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-07 | 2008-03-19 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-07 | 2008-03-19 |