Nomura Asset Management Hong Kong Limited

野村投資管理香港有限公司
CE No. AAF351 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Asset Management Hong Kong Limited (野村投資管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AAF351. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 15 (total recorded over time: 78). Earliest licence on file: 2013-05-20.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

32/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2013-05-20 present
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 1 — Dealing in securities present 2004-12-16
Type 5 — Advising on futures contracts present 2004-12-16
Type 6 — Advising on corporate finance present 2004-12-16

Licensed staff (all-time) (78)
Active on date

Name Activities First licensed To
Shou Shan Cheng 程守善 RO 1 Rep 4, 9 2011-10 2013-08
Yasuhiro Harada 原田靖大 RO 1, 4, 9 2015-06 2017-12
Go Hiramatsu 平松剛 RO 4, 9 2008-02 2011-08
Noritada Ishikawa RO 1, 4, 5, 6, 9 Pre-2003 2006-04
Takahiro Kawamura RO 1, 4, 9 Rep 4, 9 2010-06 Present
Masanori (SFC:BOG617) Kobayashi RO 1, 4, 9 2020-05 2024-05
Seisaku Kubo RO 1, 4, 9 Rep 4, 5, 9 2004-07 2022-04
Lynch Lau 劉念慈 RO 1 Rep 4, 9 2007-08 2023-06
King Yu Lee 李景愉 RO 4, 9 Rep 4, 9 2004-10 2012-02
Zheng (SFC:BTC505) Liu 刘铮 RO 1, 4, 9 2023-01 Present
Toru Nakano RO 4, 9 2010-10 2012-05
Yasuaki Ogiwara RO 1, 4, 9 2012-06 2015-04
Takafumi Sudo 須藤貴史 RO 1, 4, 9 2012-04 2013-10
Liang (SFC:AXE051) Sun 孫亮 RO 1, 4, 9 Rep 4, 9 2011-04 2021-03
Eiji Tanaka 田中榮治 RO 1, 4, 9 Rep 1, 4, 9 2018-10 2022-08
Annie Win Yee Tse 謝永怡 RO 1, 4, 9 Rep 4, 9 2008-10 2017-02
Masahiro Umemori 梅森雅宏 RO 1, 4, 5, 9 Pre-2003 2008-11
Yasuhiro Yokota RO 4, 9 2005-09 2015-03
Suet Fei Chan 陳雪飛 Rep 9 2008-07 2014-08
Yik Yan Charlotte Chan Rep 1, 4, 9 2022-07 Present
Wing Fat Cheng 鄭榮發 Rep 1, 4, 9 2025-05 2025-12
Chi Ho (SFC:AEB573) Cheung 張志豪 Rep 1, 4, 6, 9 Pre-2003 2007-03
Kai Ho (SFC:BLY773) Cheung 張繼浩 Rep 1, 4, 9 2024-04 2025-01
Wai Chung Cheung 張偉聰 Rep 4, 9 2007-06 2009-01
Ching Man Chow 周靖雯 Rep 1, 4, 9 2024-11 Present
Sze Ting Fok 霍思婷 Rep 1, 4, 9 2017-10 2018-04
Alan Si Huen Fung 馮時煖 Rep 4, 9 2006-08 2007-03
Anthony Joseph Harper Rep 1, 4, 9 2016-01 2016-03
Anita Hoi Lam Ho 何海琳 Rep 1, 4, 9 2015-07 2015-11
Queeny Tak Nam Ho 何德藍 Rep 4, 9 2009-07 2016-06
Wai Man Hui 許偉民 Rep 1, 4, 5, 9 2003-04 2003-10
Janice Fortuna Hung Rep 1, 4, 9 2009-01 2014-04
Tomoyoshi Inose Rep 4, 9 2006-01 2009-07
Shigeto Kasahara Rep 4, 6, 9 Pre-2003 2004-04
Takahiro Kawabe Rep 4 2008-07 2009-02
Madoka Kodama Rep 4, 9 2005-09 2008-07
Jessica Mai-Han Koh Rep 1, 4 2026-02 Present
Alan Ching Hong Kong 江政康 Rep 1, 4, 9 2017-03 2017-08
Fanny Ming Yan Kwong 鄺明欣 Rep 4, 9 2008-04 2018-07
Terence Chung Han Lam 林忠漢 Rep 1, 4, 9 2025-12 Present
Freda Yan Ni Law 羅茵妮 Rep 1, 4, 5, 6, 9 Pre-2003 2009-06
Wing Sze Law 羅穎思 Rep 1, 4, 6, 9 Pre-2003 Present
Hiu Mui Li 李曉玫 Rep 9 2005-08 2014-08
Amy Ming Sze Lo 盧明詩 Rep 1, 4 2026-05 Present
Julian Harry Marks Rep 1, 4 2026-02 2026-02
Matthew Wai Hong Mo 毛偉康 Rep 4, 9 2007-07 2008-09
Yuichi Murao Rep 4 2005-04 2009-02
Tomoyuki Nakajima Rep 4 2007-01 2008-02
Ching Han Ng 伍靜嫺 Rep 1, 4, 6, 9 Pre-2003 2005-06
Sotaro Ohashi 大橋聰太郎 Rep 4, 9 2007-12 2009-07
Motofumi Okuma 大熊素文 Rep 4, 9 2008-07 2010-06
Kwun Man Pak 白冠文 Rep 1, 4, 9 2020-12 2022-04
Chen Qiu 邱晨 Rep 1, 4, 9 2024-07 Present
Shuai Shao 邵帥 Rep 1, 4, 9 2014-08 2026-04
Wing Man Shek 石詠文 Rep 4, 9 2017-03 2021-07
Xiaomin Shen 沈晓民 Rep 4, 9 2004-03 2010-11
Wen (SFC:ATO953) Su 蘇文 Rep 1, 4, 9 2014-08 2016-05
Bowen Sze 施寶賢 Rep 4, 9 2016-03 Present
Chung Him Tam 談仲騫 Rep 9 2008-06 2015-07
Bonny Sze Man Tse 謝思敏 Rep 1, 4, 9 2013-07 2014-05
Raymond Tse 謝禮文 Rep 1, 4, 6, 9 Pre-2003 2004-06
Lu (SFC:BID335) Wang 王璐 Rep 4, 9 2018-11 2022-07
Marilyn Wei Ling Wang Rep 1, 4 2026-03 Present
Xuanhao Wen 文炫皓 Rep 1, 4, 9 2018-11 2020-01
Ka Kuen Wong 黃嘉權 Rep 4, 9 2007-10 2009-11
Shing Kit (SFC:BIU959) Wong 黃承杰 Rep 4, 9 2021-11 Present
Sui Man Wong 黃瑞文 Rep 1, 4, 9 2019-05 2020-07
Bo (SFC:AYA837) Xu 徐博 Rep 4, 9 2026-01 Present
Na Xu 徐娜 Rep 1, 4, 9 2016-06 2017-01
Xiangli Xu 許向麗 Rep 4, 9 2007-07 2010-12
Chi Yao 姚池 Rep 1, 4, 9 2019-12 2023-12
Sze Wing Yau 邱思穎 Rep 4, 9 2023-06 Present
Chun Chak Yeung 楊秦澤 Rep 1, 4, 9 2015-08 2019-02
Sandra Ka Yee Yu 余嘉儀 Rep 1, 4, 6, 9 Pre-2003 2007-06
Ho Lam Fedora Yuen 袁皓琳 Rep 1, 4, 9 2020-05 2022-04
Siu Fung Yuen 袁兆豐 Rep 1, 4, 9 2023-07 Present
Kai Po Anthony Yung 容啓寶 Rep 1, 4 2013-08 2014-11
Siyang Zhou Rep 1, 4, 9 2013-01 2014-12
Showing 1–78 of 78

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