Xiaomin Shen
沈晓民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Shen (沈晓民), a licensed Representative with CE reference AJN697. Currently licensed at 1 firm(s): SIFT Capital Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIFT Capital Partners Limited 仕富資本有限公司 |
Rep | Type 9 — Asset management | 2023-07-04 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2022-05-04 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-04-01 | 2022-05-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-04-01 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-06 | 2022-05-04 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-06 | 2022-05-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-06 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-03-06 | 2022-05-04 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2020-03-06 | 2022-05-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-06 | 2020-12-09 |
| Deepwater Capital Limited 博海資本有限公司 |
RO | Type 4 — Advising on securities | 2017-11-17 | 2019-09-30 |
| Deepwater Capital Limited 博海資本有限公司 |
RO | Type 9 — Asset management | 2017-11-17 | 2019-09-30 |
| Deepwater Capital Limited 博海資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2017-11-17 |
| Deepwater Capital Limited 博海資本有限公司 |
Rep | Type 9 — Asset management | 2016-09-26 | 2017-11-17 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-27 | 2016-08-31 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-10 | 2016-05-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-28 | 2015-12-31 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2013-08-28 | 2015-12-31 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-29 | 2010-11-19 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-03-09 | 2010-11-19 |