ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC UBS Asset Management (International) Company Limited (工銀瑞信資產管理(國際)有限公司), a Hong Kong-based licensed corporation with CE reference AXY613. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 16 (total recorded over time: 82). Earliest licence on file: 2011-11-18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suites 801-803, 8/F, ICBC Tower, 3 Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-02-05 | present |
| Type 4 — Advising on securities | 2011-11-18 | present |
| Type 9 — Asset management | 2011-11-18 | present |
Licensed staff (all-time) (82)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jiaqi Cao 曹嘉琪 | RO 1, 4, 9 | 2020-04 | 2021-07 |
| Chi Ho Chen 陳志豪 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-04 | 2019-02 |
| Geng Chen 陳耕 | RO 1 Rep 1, 4, 9 | 2014-01 | 2017-10 |
| Zefeng Chen 陳澤鋒 | RO 1 Rep 1, 4, 9 | 2017-08 | 2019-09 |
| Yu (SFC:BWV865) Cheng 程瑜 | RO 1, 4 Rep 1, 4 | 2025-09 | Present |
| Zhuoyi Fan 范卓一 | RO 1, 4 Rep 1, 4 | 2021-02 | 2022-02 |
| Kang Hao 郝康 | RO 4, 9 Rep 4, 9 | 2011-11 | 2020-04 |
| Mingbo (SFC:BAN151) Jiang 江明波 | RO 4, 9 Rep 4, 9 | 2013-02 | 2018-03 |
| Lingbing Kong 孔令兵 | RO 4, 9 Rep 1, 4, 9 | 2020-09 | 2025-02 |
| Dan (SFC:BJJ371) Li 李丹 | RO 1, 4, 9 Rep 4, 9 | 2017-04 | Present |
| Xin (SFC:BXN143) Liu 刘欣 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-02 | Present |
| Laura Lui 呂靄華 | RO 1 Rep 1, 4, 9 | 2015-11 | 2016-11 |
| Shulin Peng 彭樹林 | RO 1, 4, 9 | 2020-10 | 2021-07 |
| Derrick Sun 孫裕文 | RO 4, 9 Rep 1, 4, 9 | 2018-07 | 2021-01 |
| Xinyue Sun 孫心悅 | RO 1 Rep 1, 4 | 2022-04 | 2025-03 |
| Richard Hua Tang 唐華 | RO 1, 4, 9 Rep 4, 9 | 2013-08 | 2019-06 |
| Qingren Wang 王慶仁 | RO 1, 4, 9 | 2019-01 | 2020-03 |
| Yang (SFC:BPM753) Wang 汪颺 | RO 1, 4, 9 | 2021-01 | 2023-03 |
| Jimmy J Weng 翁濟富 | RO 4, 9 Rep 1, 4, 9 | 2012-05 | 2019-02 |
| Doris Yuk Ying Wong 黃玉瑩 | RO 4, 9 Rep 4, 9 | 2013-12 | 2015-10 |
| Hongbin Xia 夏洪彬 | RO 4, 9 | 2011-11 | 2014-07 |
| Lili (SFC:AXY607) Xu 徐麗麗 | RO 4, 9 | 2011-11 | 2014-09 |
| Rui (SFC:BKS167) Yang 楊睿 | RO 1 Rep 4, 9 | 2017-08 | 2021-08 |
| Ada Manyee Yin 阮敏儀 | RO 4, 9 Rep 4, 9 | 2017-04 | 2022-09 |
| Elvin Tin Yau Yu 余天佑 | RO 1, 4 Rep 4, 9 | 2015-09 | 2016-07 |
| Chunsheng Zhang 張春生 | RO 1, 4, 9 | 2022-02 | 2026-04 |
| Dong (SFC:BSI227) Zhang 張棟 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-04 | Present |
| Xu Zhao 赵栩 | RO 9 | 2022-03 | Present |
| Guanye Cao 曹冠業 | Rep 4, 9 | 2013-08 | 2015-07 |
| Dixon Kiu Dik Chan 陳翹荻 | Rep 4, 9 | 2012-11 | 2013-10 |
| Ming Chang 昌明 | Rep 4, 9 | 2014-08 | 2015-12 |
| Ricky Man Fai Chau 周文輝 | Rep 1, 4, 9 | 2015-08 | 2016-03 |
| Bolun Chen 陳伯倫 | Rep 1, 4, 9 | 2019-09 | 2020-03 |
| Guidu Chen 陳桂都 | Rep 4, 9 | 2014-12 | 2025-03 |
| Han (SFC:BPL438) Chen 陳涵 | Rep 4, 9 | 2020-04 | Present |
| Xi (SFC:BNU854) Chen 陳曦 | Rep 1, 4 | 2019-09 | 2021-07 |
| Wing Hei Chu 朱榮熙 | Rep 4, 9 | 2015-12 | 2017-04 |
| Sui Yee Chua 蔡瑞怡 | Rep 1, 4, 9 | 2015-03 | 2016-08 |
| Ki Fung Chung 鍾奇峰 | Rep 1, 4, 9 | 2018-05 | 2018-07 |
| Xueying Cui 崔雪鶯 | Rep 4, 9 | 2015-03 | 2017-04 |
| Paak Khui Fung 馮百駒 | Rep 4, 9 | 2015-05 | 2016-12 |
| Jiachen Geng 耿家琛 | Rep 1, 4, 9 | 2021-05 | 2026-03 |
| Heng Gu 谷衡 | Rep 4, 9 | 2020-08 | Present |
| Xuesong Guo 郭雪松 | Rep 1, 4, 9 | 2025-07 | Present |
| Chuangli He 何闖立 | Rep 4, 9 | 2017-11 | 2020-10 |
| Amanda Jean Ho 何婧 | Rep 4, 9 | 2016-10 | 2018-07 |
| Zhengzheng Huang 黃錚錚 | Rep 4, 9 | 2014-01 | 2014-10 |
| Zhi Jiang 姜志 | Rep 1, 4, 9 | 2017-11 | 2019-02 |
| Shiying Li 李詩穎 | Rep 4, 9 | 2015-05 | 2015-12 |
| Wanqing (SFC:BRZ967) Li 李婉晴 | Rep 1, 4 | 2022-01 | 2022-07 |
| Zipeng Li 李子鵬 | Rep 1, 4, 9 | 2020-06 | Present |
| Ting Liu 劉婷 | Rep 4, 9 | 2020-11 | Present |
| Yang (SFC:BPB343) Lu 陸楊 | Rep 1, 4, 9 | 2022-06 | Present |
| Lingxiao Luo 羅淩霄 | Rep 1, 4, 9 | 2019-07 | 2020-11 |
| Ellie Mai 麥倚樺 | Rep 4, 9 | 2016-04 | 2016-12 |
| Hailin Pan 潘海琳 | Rep 4, 9 | 2016-02 | 2016-08 |
| Man Wai Pang 彭敏惠 | Rep 1, 4, 9 | 2016-07 | 2018-07 |
| Shilun Qu 曲施伦 | Rep 4, 9 | 2025-12 | Present |
| Ying Shao 邵贏 | Rep 1, 4, 9 | 2017-04 | 2019-05 |
| Xiaomin Shen 沈晓民 | Rep 4, 9 | 2013-08 | 2015-12 |
| Bingshen Song 宋炳珅 | Rep 4, 9 | 2015-02 | 2017-09 |
| Qirong Sun 孫琦蓉 | Rep 1, 4, 9 | 2018-10 | 2019-04 |
| Kwok Ting Tse 謝幗婷 | Rep 4, 9 | 2013-09 | 2015-05 |
| Wenzhuo Wang 王文卓 | Rep 1, 4 | 2025-12 | Present |
| Xiaowei (SFC:BKS962) Wang 王晓韋 | Rep 4, 9 | 2017-10 | 2018-12 |
| Xinyi (SFC:BNP649) Wang 王馨怡 | Rep 1, 4 | 2022-07 | 2025-05 |
| Chi Ching Juliet Wong 王子晴 | Rep 1, 4 | 2019-11 | 2021-06 |
| Eldora Suet King Wong 王雪瓊 | Rep 4, 9 | 2015-02 | 2015-04 |
| Wang Xi 郗望 | Rep 1, 4, 9 | 2019-03 | Present |
| Hanjin Xiao 肖涵今 | Rep 1, 4 | 2025-11 | Present |
| Xu Xiao 肖旭 | Rep 1, 4, 9 | 2024-03 | 2026-02 |
| Leo Kei Shui Yan 甄祺瑞 | Rep 4, 9 | 2021-06 | 2022-09 |
| Xue (SFC:BNO304) Yang 楊雪 | Rep 1, 4, 9 | 2018-10 | 2020-10 |
| Ming Kwan Yip 葉明君 | Rep 1, 4, 9 | 2017-05 | 2017-11 |
| Lijie Yu 俞勵頡 | Rep 4, 9 | 2016-12 | 2022-05 |
| Fang Zeng 曾方 | Rep 1, 4, 9 | 2017-11 | 2019-06 |
| Xueqi Zhang 張雪琪 | Rep 1, 4, 9 | 2018-02 | 2019-10 |
| Fangyu Zhou 周芳羽 | Rep 1, 4, 9 | 2026-02 | 2026-04 |
| Rongrong Zhou 周融榮 | Rep 4, 9 | 2012-11 | 2014-05 |
| Lin Zhu 朱琳 | Rep 1, 4, 9 | 2025-09 | Present |
| Lijing Zhuang 庄黎靜 | Rep 4, 9 | 2016-10 | 2017-05 |
| Le Zhuo 卓樂 | Rep 1, 4 | 2022-09 | 2025-01 |
Showing 1–82 of 82
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