Xue (SFC:BNO304) Yang
楊雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue (SFC:BNO304) Yang (楊雪), a licensed former licensee with CE reference BNO304. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-17 | 2020-10-18 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-17 | 2020-10-18 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2020-01-05 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-08 | 2020-01-05 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2018-10-08 | 2020-01-05 |