Ki Fung Chung
鍾奇峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Fung Chung (鍾奇峰), a licensed former licensee with CE reference BEJ748. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | 2023-12-29 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-05 | 2023-12-29 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-05 | 2023-12-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-22 | 2019-08-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2018-08-22 | 2019-08-01 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2018-07-24 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2018-07-24 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-09 | 2018-07-24 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-08 | 2018-03-08 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-07 | 2017-07-03 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-07 | 2017-07-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-23 | 2016-09-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-23 | 2016-09-29 |