ICBC Asset Management (Global) Company Limited

工銀資管(全球)有限公司
CE No. AAY077 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC Asset Management (Global) Company Limited (工銀資管(全球)有限公司), a Hong Kong-based licensed corporation with CE reference AAY077. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 24 (total recorded over time: 119).

Registered address

Unit 2505, 2508-2510, 25/F, ICBC Tower, 3 Garden Road, Central

Licence history

ActivityFromTo
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2005-02-25

Licensed staff (all-time) (119)
Active on date

Name Activities First licensed To
Jack P Chang 張鵬 RO 4, 5, 9 2011-11 2014-08
Henry Ying Chew Cheong 張英潮 RO 4, 5, 6, 9 Pre-2003 2010-02
Tak Ming Chung 鍾德明 RO 9 2006-06 2007-05
Yucong Huang RO 4, 5, 9 Rep 4, 5, 9 2024-01 Present
Henry Wai Ki Kwok 郭偉奇 RO 4, 5, 9 Rep 4, 9 2005-12 Present
Tsz Ho (SFC:APJ560) Lee 李子豪 RO 5 Rep 9 2017-09 2018-09
Christopher Ka Chuen Leung 梁家泉 RO 4, 5, 6, 9 Pre-2003 2011-02
Bing Li 李兵 RO 4, 5, 9 Rep 4, 5, 9 2018-08 Present
Hui (SFC:AYN593) Li 李輝 RO 4, 9 2012-02 2015-05
Ximeng (SFC:BEI255) Liu 劉希猛 RO 4, 5, 9 2015-03 2021-06
Wan Li Lu 陸萬里 RO 9 Rep 4, 5, 9 2021-06 2023-09
Amy Sau Yin Lui 呂秀賢 RO 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2011-12
Chiu Shun Ernest She 佘超舜 RO 4, 9 Rep 4, 9 2005-12 2008-08
Qian (SFC:APC737) Wang 王騫 RO 4, 9 Rep 4, 9 2017-09 2021-11
Ziyang Wang 王子洋 RO 4, 9 Rep 4, 9 2016-08 Present
Sai Hung Wong 黃世雄 RO 4, 5, 9 2008-05 2011-12
Hong (SFC:AVM922) Wu 吳弘 RO 4, 9 Rep 4, 5, 9 2019-03 2021-10
Walter Chi Keung Wu 鄔智強 RO 4, 5, 9 Rep 4, 5, 9 2008-08 2011-07
Yuen Man Judyanna Wu 胡婉敏 RO 4, 5, 9 Rep 4, 5, 9 2011-09 2017-08
Fan (SFC:BLU929) Yang 楊帆 RO 4, 5, 9 2018-06 2021-02
Zhifan Yang 楊之帆 RO 4, 5, 9 Rep 4, 5, 9 2020-01 2023-02
Chin Ho Yip 葉展灝 RO 5 2015-11 2015-12
Jinyou Yu 于金酉 RO 4, 5, 9 Rep 4, 5, 9 2024-01 Present
Ying Zha 查櫻 RO 4, 5, 9 Rep 4, 5, 9 2025-03 Present
Yue (SFC:BNL473) Zhang 張悦 RO 4, 5, 9 Rep 4, 5, 9 2018-09 2022-04
Shijie Bao 鮑世洁 Rep 4, 5, 9 2018-09 2020-07
Jing (SFC:AXO945) Cai 蔡璟 Rep 4, 5, 9 2012-02 2012-04
Chak Kuen Chan 陳澤權 Rep 4, 5, 9 2014-06 2015-03
Xueshan Chang 常雪杉 Rep 4, 9 2025-03 Present
Zhu (SFC:BRS805) Chen 陳竹 Rep 4, 5, 9 2021-10 2023-04
Chun Ching Cheng 鄭俊清 Rep 4, 5, 9 2010-07 2016-01
Jize Cheng 程繼澤 Rep 4, 9 2018-04 2018-12
Ka Ho Cheng 鄭家豪 Rep 4, 9 2025-04 Present
Chi Ling Cheung 張芷齡 Rep 4, 9 2025-02 2025-03
Lok Kwan Chiu 趙珞君 Rep 4, 5, 9 2010-07 2014-03
Ngai Han Chiu 焦藝嫻 Rep 4, 9 2025-02 2025-10
Gigi Tak Chi Chow 周德芝 Rep 4, 9 2016-04 2023-02
Hing Man Chow 鄒慶文 Rep 4 2008-10 2011-10
Ki Fung Chung 鍾奇峰 Rep 4, 9 2018-08 2019-08
Xiaoyue Dong 董晓玥 Rep 4, 5, 9 2020-10 2021-06
Tianjue Guo 郭天覺 Rep 4, 9 2006-06 2008-09
Yu (SFC:BWU728) Guo 郭瑜 Rep 4, 5, 9 2025-12 Present
Zhixu Han 韓質栩 Rep 4, 5, 9 2018-05 2018-06
Enze Hong 洪恩澤 Rep 4, 9 2018-09 2021-09
Kai Cheung Hsiao 蕭啟翔 Rep 4, 5, 9 2021-06 Present
Zhen Hu 胡震 Rep 4, 5, 9 2018-09 2019-10
Chaoyi Jiang 姜超禕 Rep 4, 5, 9 2026-02 Present
Chenghua Jin 金成華 Rep 4, 9 2023-10 Present
Yi Lu Angel Jin 金奕璐 Rep 4, 5, 9 2019-08 2021-04
Chung Tsz Kwan 關頌慈 Rep 4, 5, 9 2015-11 2020-07
Tsz Hin Kwok 郭子軒 Rep 4, 5, 9 2020-04 2021-02
Nicola Ying Xi Lai 賴穎熙 Rep 4, 9 2008-10 2011-01
Yick Fai Lam 林奕輝 Rep 4, 5, 9 2011-09 2014-04
Jeanette Kwan Tung Lee 李君彤 Rep 4, 5, 9 2008-10 2011-09
Wai Ling (SFC:BNM266) Lee 利惠玲 Rep 4, 9 2018-09 2019-09
Raymond Yiu Bong Leung 梁耀邦 Rep 4, 9 2015-12 2016-08
Liwen Li 李立雯 Rep 4, 9 2017-06 2018-06
Qun Li 李群 Rep 4, 9 2017-05 2018-04
Ruo Yu Li Rep 4, 5, 9 2021-02 2022-08
Wenwen Li 李文雯 Rep 4, 9 2023-06 Present
Yue (SFC:BPL314) Li 李悦 Rep 4, 5, 9 2020-03 2022-04
Huijuan Lin 林慧娟 Rep 4, 9 2018-09 2019-06
Liang (SFC:BGE209) Liu 劉亮 Rep 4, 9 2017-09 2022-09
Qiong (SFC:BNN250) Liu 劉琼 Rep 4, 5, 9 2018-09 2021-04
Yanhong (SFC:BNC485) Liu 劉彥宏 Rep 4, 9 2025-01 2025-10
Shengjie Luo 羅聖杰 Rep 4, 9 2019-05 2023-09
Tao Ma 馬韜 Rep 4, 9 2018-02 2021-09
Yao Ma 馬遥 Rep 4, 9 2021-06 Present
Zhong Ma 馬重 Rep 4, 5, 9 2018-07 2022-01
Chak Hung Mak 麥澤鴻 Rep 4, 5, 6, 9 Pre-2003 2003-10
Ming Hang Ng 吳銘亨 Rep 4, 5, 9 2010-02 2011-05
Po Ling Ng 吳寶玲 Rep 4, 5, 9 2011-11 2013-06
Tung Ng 吳橦 Rep 4, 9 2025-02 Present
Samson Chi Chung Pang 彭智聰 Rep 4, 5, 9 2009-01 2010-09
Lei Shang 尚磊 Rep 4, 5, 9 2021-02 2024-04
Wai Kit Sin 冼偉傑 Rep 4, 5, 9 2014-07 2015-08
Herbert Wai Pui So 蘇偉培 Rep 4, 5, 9 2019-12 2021-11
Junyi (SFC:BRH603) Sun 孫俊毅 Rep 4, 9 2026-03 Present
Ho Ming Edmond Tang 鄧灝明 Rep 4, 9 2019-02 2020-03
Caine Tsui 徐堅 Rep 9 2007-03 2007-08
Chi Sai Tung 董賜茜 Rep 4, 9 2015-05 2021-04
Chi Fai Wan 尹志輝 Rep 4, 5, 9 2011-09 2017-01
Danqi (SFC:BIG992) Wang 王丹琪 Rep 4, 9 2021-04 Present
Wei (SFC:BNO306) Wang 王維 Rep 4, 9 2018-09 2020-03
Yumeng (SFC:BNM125) Wang 王雨萌 Rep 4, 5, 9 2021-09 2024-04
Mingqiu Wei 魏明秋 Rep 4, 5, 9 2020-01 2023-02
Fan Wen 温凡 Rep 4, 5, 9 2021-11 Present
Kwan To Wong 王鋆桃 Rep 4, 5, 9 2008-09 2016-01
Wai Kit (SFC:AZB640) Wong 黃偉傑 Rep 4, 5, 9 2012-03 2017-06
Junhua Wu 吳俊樺 Rep 4, 9 2021-10 2022-09
Zhiyu Xiao 肖芷鈺 Rep 4, 9 2024-07 2025-09
Yishu Xie Rep 4, 5, 9 2025-10 Present
Linan Xiong 熊立南 Rep 4, 9 2018-03 2021-05
Zheqian Xiong 熊哲遷 Rep 4, 9 2013-07 2016-12
Jialin Xu 許佳琳 Rep 4, 9 2023-02 Present
Liu (SFC:BHN755) Yang 楊柳 Rep 4, 9 2018-09 2024-12
Xiaoqin (SFC:BGX202) Yang 楊瀟欽 Rep 4, 9 2016-02 2018-07
Xinwei (SFC:BDF084) Yang 楊欣煒 Rep 4, 5, 9 2017-05 2024-07
Xuantong Yang 楊玄同 Rep 4, 5, 9 2019-11 2022-03
Ming Yeung Yeung 楊名揚 Rep 4, 9 2025-04 2025-06
Showing 1–100 of 119

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